News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
26 November 2024

Non-Financial Sector Feels Compliance Heat, KYC Workload Soars – Study

With many firms operating under age restriction regulations, the need for KYC and related checks is...

Compliance
26 November 2024

Compliance Corner: FCA Fines Barclays £40 Million Over 2008 Qatari Capital

Barclays said that it wanted to "draw a line" under the issues and did not want to contest the...

Compliance
12 November 2024

Compliance Corner: Abu Dhabi, Marcuard Heritage

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
7 November 2024

Compliance Corner: Wealth Management Connect – New Licensed Corporations

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
30 October 2024

Compliance Corner: Atrium Asia Investment Management, MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
26 November 2024

Non-Financial Sector Feels Compliance Heat, KYC Workload Soars – Study

With many firms operating under age restriction regulations, the need for KYC and related checks is...

Compliance
26 November 2024

Compliance Corner: FCA Fines Barclays £40 Million Over 2008 Qatari Capital

Barclays said that it wanted to "draw a line" under the issues and did not want to contest the...

Compliance
12 November 2024

Compliance Corner: Abu Dhabi, Marcuard Heritage

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
7 November 2024

Compliance Corner: Wealth Management Connect – New Licensed Corporations

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
30 October 2024

Compliance Corner: Atrium Asia Investment Management, MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...