News results for Archive
UK Watchdog Fines NatWest £264.7 Million For AML Failings
In its summary of the case, the FCA said that some of the bank’s employees, who were in charge of...
UBS Pulls Investment Banking Dealmakers From South Africa
The Swiss bank has acted to take some costs out of its South Africa and related investment banking...
French Court Upholds UBS Conviction, Slashes Penalty
The case relates to acts that ran between 2004 and 2012. ...
UK's Tier 1 Investor Regime Attracts Europeans, Americans; Recovers From Lows
COVID-19 hit the UK's investor regime for HNW individuals hard, but it is starting to recover. And...
Former Top Credit Suisse Figure Returns As Wealth Management Boss
The bank announced a raft of top-level moves and appointments. Separately, Credit Suisse made...
Almost Half Of Charities Sold Assets Post COVID
Charity begins at home but one UK wealth manager looking after the interests of charities has said...
Clock Ticks Down Towards LIBOR's End - UK Regulator
The LIBOR system of interbank rates is ending this year, and a new regime will take over which...
Baker Regulatory Services Hires HSBC Compliance Veteran
The compliance consultant has worked at HSBC for four decades, such as in roles covering the...
Santander Reportedly Pushes Into Robo-Advisory Market, ETFs, With SigFig
The move into the robo-advisory space with ETFs by the Spanish bank reflects the huge size of both...
Credit Suisse Names Japan Private Banking Head
The appointment is also a reminder that Japan is becoming arguably more open to international...
Comment & Analysis results for Archive
Tech Traps: Data Capture In Alternatives – Why Automation Attempts Go Awry
A prevalence of PDF documentation creates significant data extraction challenges for...
The World's In Flux: So Let's Talk About Luxembourg
This publication regularly examines the moving parts of IFCs and how such jurisdictions are...
The Lockdown: How Wealth Managers Are Coping
For a sense of the immediate impact of the health crisis on wealth managers as they meet client and...
Some Single Family Offices Benefit From Turmoil - Data
The volatility caused by the pandemic has hurt a swathe of sectors and benefitted others, such as...
Tech Traps: The Dangers of Allowing Compliance To Become A “Black Box”
Ralf Huber is Co-Founder of Apiax, a regtech focused on transmuting complex regulations into...
Tech Traps: Remember It’s Know Your Client, Not Know Your Criminal
Dermot Corrigan is CEO of smartKYC, a firm taking a truly multi-faceted approach to client...
Fee Compression And Why Alternative Investments Matter
With some parts of wealth management there's a "race to the bottom" on fees while firms are also...
Tech Traps: Outsourced Technology – An Opportunity Too Often Overlooked
Tom Wooders is Head of Sales, Clearing and Wealth Solutions at GPP, which provides wealth platform,...
Are Successful People Just "Luckier" Than Everyone Else?
A regular commentator in these pages confronts the notion that much wealth and success comes down...
Why Wealth Managers Can’t Just “Live With” Legacy Any More
Stig Olsen, Senior Director of EMEA and APAC regions at SS&C Advent, explains in this exclusive...
Award Winners
WealthTalk - Awards Videos
WealthTechAsia Awards 2021 – UBS
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WealthTalk - From The Editor’s Desk Videos
WEALTH TALK: Embracing Networking Power – In Conversation With R360's Michael Cole
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WealthTalk - Expert View Videos
WEALTH TALK: Getting The Right Wealth Tools For ESG – A Conversation With InvestCloud
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