News results for Financial Conduct Authority
FCA Approves Seneca Investment Managers' Miton Takeover
Seneca Investment Managers’ acquisition of Miton Capital Partners was finalised yesterday, after...
FCA Must Cut Regulatory Costs So Consumers Can Receive Cheaper Advice - Survey
The Financial Conduct Authority (FCA) must reduce regulatory costs for the wealth management...
FCA Issues Two More Warning Notices To Bankers Over LIBOR
The UK's Financial Conduct Authority has issued two more warning notices against bankers involved...
UK Financial Regulator Fines Santander £12.4 Million Over Poor Financial Advice
The UK arm of Spanish banking group Santander has been fined £12.4 million by the Financial...
UK Regulator Blesses Aberdeen's Purchase Of SWIP
The Financial Conduct Authority, the UK regulator, has given the green light to Aberdeen Asset...
UK Financial Regulator Says Most IFAs Are Meeting Independence Rules
Most advisory firms describing their service as “independent” have appeared to use the...
UK Financial Regulator Adds Senior Hire
The UK's Financial Conduct Authority has appointed Julia Hoggett as head of investment banking in...
UK Regulator Gets Mixed Reaction To Crowdfunding Measures
The move by the UK's financial regulator last week to control aspects of crowdfunding has met with...
UK Financial Regulator Issues More Warnings Over LIBOR
The UK's Financial Conduct Authority has issued two another two warning notices against bankers...
UK Financial Regulator Bans Former CIB Partners Chief Executive
The Financial Conduct Authority, the UK financial regulator, has banned Arnold Eber, the former...