News results for Financial Conduct Authority

M and A
2 April 2014

FCA Approves Seneca Investment Managers' Miton Takeover

Seneca Investment Managers’ acquisition of Miton Capital Partners was finalised yesterday, after...

Client Affairs
31 March 2014

FCA Must Cut Regulatory Costs So Consumers Can Receive Cheaper Advice - Survey

The Financial Conduct Authority (FCA) must reduce regulatory costs for the wealth management...

Legal
28 March 2014

FCA Issues Two More Warning Notices To Bankers Over LIBOR

The UK's Financial Conduct Authority has issued two more warning notices against bankers involved...

Legal
27 March 2014

UK Financial Regulator Fines Santander £12.4 Million Over Poor Financial Advice

The UK arm of Spanish banking group Santander has been fined £12.4 million by the Financial...

M and A
24 March 2014

UK Regulator Blesses Aberdeen's Purchase Of SWIP

The Financial Conduct Authority, the UK regulator, has given the green light to Aberdeen Asset...

Compliance
21 March 2014

UK Financial Regulator Says Most IFAs Are Meeting Independence Rules

Most advisory firms describing their service as “independent” have appeared to use the...

People Moves
13 March 2014

UK Financial Regulator Adds Senior Hire

The UK's Financial Conduct Authority has appointed Julia Hoggett as head of investment banking in...

Compliance
10 March 2014

UK Regulator Gets Mixed Reaction To Crowdfunding Measures

The move by the UK's financial regulator last week to control aspects of crowdfunding has met with...

Legal
4 March 2014

UK Financial Regulator Issues More Warnings Over LIBOR

The UK's Financial Conduct Authority has issued two another two warning notices against bankers...

Legal
28 February 2014

UK Financial Regulator Bans Former CIB Partners Chief Executive

The Financial Conduct Authority, the UK financial regulator, has banned Arnold Eber, the former...

Comment & Analysis results for Financial Conduct Authority