News results for FINMA

People Moves
28 January 2019

Senior FINMA Executive Dies, Regulator Pays Tribute

One of the top executives at Switzerland's financial regulator has died at the age of 53 after a...

Compliance
11 December 2018

Compliance Corner: FINMA, Israel, FATF

The latest compliance issues in wealth management across Europe, Middle East and Africa. ...

Compliance
24 July 2018

Swiss Banking Duo Caught Up In 1MDB Scandal

A Swiss financial watchdog has said that two financial institutions have broken AML rules after...

Compliance
15 June 2018

Compliance Corner - FCA, FINMA

The latest compliance issues across the UK, Europe, Middle East and Africa. ...

Compliance
20 February 2018

Switzerland Clarifies Position On Booming ICO Market

The Alpine State's primary financial regulator has weighed in on the growing initial coin offering...

Compliance
5 February 2018

Swiss Regulator Punishes Banks For Dirty Money Lapses

FINMA has acted against two banks for AML failing, with one of the cases coming to light amid use...

Compliance
7 April 2017

Money Laundering Cases To Rise, Swiss Watchdog Says; 1MDB Remains In Cross-Hairs

Malaysia's scandal-hit 1MDB fund was a focal point of FINMA's regulatory efforts last year. ...

Compliance
24 June 2016

BSI Says It Was Treated Harshly By Swiss Regulator, Files Court Appeal

The saga involving BSI and the claims around AML failings in Singapore continues, with the Swiss...

Alt Investments
18 December 2014

Gibraltar, Switzerland Agree MoU Over Cross-Border Funds Supervision

Gibraltar's and Switzerland's financial regulators have entered an agreement to exchange...

People Moves
15 July 2014

Long-Serving Swiss Financial Regulator Figure To Step Down

One of the senior figures at Switzerland's financial watchdog is stepping down after a stint of 13...

Comment & Analysis results for FINMA