News results for FINMA

Legal
5 December 2019

EFG Sees No Financial Impact As Swiss Court Chides Regulator Over BSI Case

FINMA's estimate of how much BSI - now owned by EFG International - made from 1MDB-linked...

People Moves
1 February 2019

Who's Moving Where In Wealth Management? Wells Fargo, FINMA

The latest moves in wealth management across Europe and the Middle East. ...

People Moves
28 January 2019

Senior FINMA Executive Dies, Regulator Pays Tribute

One of the top executives at Switzerland's financial regulator has died at the age of 53 after a...

Compliance
11 December 2018

Compliance Corner: FINMA, Israel, FATF

The latest compliance issues in wealth management across Europe, Middle East and Africa. ...

Compliance
24 July 2018

Swiss Banking Duo Caught Up In 1MDB Scandal

A Swiss financial watchdog has said that two financial institutions have broken AML rules after...

Compliance
15 June 2018

Compliance Corner - FCA, FINMA

The latest compliance issues across the UK, Europe, Middle East and Africa. ...

Compliance
20 February 2018

Switzerland Clarifies Position On Booming ICO Market

The Alpine State's primary financial regulator has weighed in on the growing initial coin offering...

Compliance
5 February 2018

Swiss Regulator Punishes Banks For Dirty Money Lapses

FINMA has acted against two banks for AML failing, with one of the cases coming to light amid use...

Compliance
7 April 2017

Money Laundering Cases To Rise, Swiss Watchdog Says; 1MDB Remains In Cross-Hairs

Malaysia's scandal-hit 1MDB fund was a focal point of FINMA's regulatory efforts last year. ...

Compliance
24 June 2016

BSI Says It Was Treated Harshly By Swiss Regulator, Files Court Appeal

The saga involving BSI and the claims around AML failings in Singapore continues, with the Swiss...

Comment & Analysis results for FINMA