News, Comment & Analysis results for CISI

14 June 2024

UK Investment Firm Secures CISI Chartered Firm Status

The status is awarded by the Chartered Institute for Securities & Investment. ...

30 May 2024

Mass-Affluent, Lower HNW Market – Are Wealth Managers, Banks Cracking The Code?

In this news analysis, the editor examines whether firms have figured out decisively how to cater...

12 April 2024

UK Regulator Starts Woodford Enforcement Action; Reverses Research "Unbundling"

It has been a busy week for the UK regulator, with actions from the five-year-old case of fund...

Financial Results
9 April 2024

Julius Baer International Achieves CISI Chartered Firm Status

The bank's business in the UK said the status is a high mark of professionalism and...

15 January 2024

UAE-Based International Wealth Manager Wins CISI Accreditation

To obtain the CISI accolade is an important step for the DIFC-based wealth manager which has...

21 September 2023

UK Inflation Slows Ahead Of Interest Rate Decision – Reactions

After the UK’s annual inflation rate fell in August, ahead of the Bank of England’s interest...

Banking Crisis
22 August 2023

China's Property, Trust Woes Need "Decisive" Action – Bank Of Singapore

Missed payments from Zhongrong International Trust and Country Garden – a provider of financial...

26 July 2023

NatWest CEO Resigns Amid Coutts "De-Banking" Saga

The departure of the CEO shows how removing an account from the political and media figure has...

Investment Strategies
14 June 2023

Inflation Worries Add Edge To Equities Vs Cash Investment Conundrum – Schroders Survey

The survey, drawing on the views of UK advisors, shows how concerns about high inflation continue...

People Moves
26 May 2023

Who’s Moving Where In Wealth Management? – CISI, Schroders, Others

The latest moves and appointments in wealth management in the UK, the rest of Europe, the Middle...

Comment & Analysis results for CISI

4 January 2023

The Power Of Nuptial Agreements In English Courts

As the authors of this article explain, nuptial agreements are not automatically binding in the...

Company Profiles
28 September 2022

Decisive Adopts "Endowment" Mindset In Building Long-Run Returns

Decisive is an example of the kind of EAMs that are an important sector in the Swiss financial...

29 March 2022

An Overview From EY On Tech Traps Facing The Sector

EY has once again partnered with this publication on our must-read annual report "Technology Traps...

21 February 2022

The "ZXC" UK Court Decision Vs Bloomberg – What It Means For HNW Individuals

The UK Supreme Court has addressed a case regarding Bloomberg News publishing a highly confidential...

26 October 2021

Undisclosed Digital Assets? - Decision Time Is Now

Anyone who bought into the idea that cryptocurrencies - aka digital assets - such as bitcoin cannot...

Wealth Strategies
7 September 2020

Warren Buffett's Japan Bet: There's More To Come

A large investment firm based in Japan considers Warren Buffett's recent decision to build stakes...

Wealth Strategies
20 May 2020

Making History Inform Smart Financial Decisions

A world that is hungry for data and quick results often grants greater value to a popular...

Wealth Strategies
5 September 2018

Behavioural Economics And Wealth Management – The Comfort Gap

This article gets into the details of behavioural economics and how it applies to investments and...

14 October 2013

Competence in the New Regulatory Landscape

At last week's CISI 'training and competence' conference in London, Paul Slater of Coutts explained...

9 September 2013


Every firm must take reasonable steps to ensure that a personal recommendation, or a decision to...