News, Comment & Analysis results for Finma
HSBC Reportedly Offloads More Than 1,000 Middle East Clients Amid Regulatory Clampdown
The reported removal of such clients follows actions by the Swiss Financial Market Supervisory...
Who's Moving Where In Wealth Management? – FINMA, PIMFA, Burgess Mee, Ares Management
The latest moves, appointments and personnel moves in the UK, European, Middle Eastern and select...
Compliance Corner: FINMA Frets Over Outsourcing AI
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Compliance Corner: FINMA Fires Risk Warnings At Fund Industry
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Swiss Regulator Updates EAM, Trustee Licences Data
The Swiss EAM and trustees industry has gone through a major regulatory change in recent years....
Compliance Corner: Taurus, FINMA, Cayman Islands, Jordan, EU
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: Alpadis Trust (Switzerland), FINMA, FCA Targets Greenwashing
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
FINMA's Chief Departs, Says Credit Suisse Crisis Hit Health
Since serving in the role from November 2021, the CEO has seen the arrival of new regulations on...
Switzerland's FINMA Reportedly Probes Ex-Credit Suisse CEO Over Greensill
The Greensill losses sustained by Credit Suisse – other banks were also affected – were one of...
FINMA Itemises Credit Suisse's Bond Write-Down
Last week the Swiss regulator put numbers on the write-downs of Additional Tier 1 bonds that Credit...