News, Comment & Analysis results for Consumer Duty

Compliance
1 August 2024

UK Consumer Duty's First Anniversary – Wealth Sector Reflects

Investment managers reacted this week to the first year of the Consumer Duty regulatory framework...

Company Profiles
7 May 2024

Figures Underscore Allfunds' Growth Trajectory

This news service recently talked to the UK head of Allfunds, the Madrid-headquartered B2B funds...

Company Profiles
25 April 2024

Rapid Ascent For Welrex – Thoughts On Business Models, Consumer Duty, And More

A new firm has already garnered awards, been ranked in wealthtech guides, and is talking about how...

Compliance
16 February 2024

FCA Probes UK Advisors On Consumer Duty Progress

The Consumer Duty regulatory framework, taking force in 31 July, 2023, is designed to improve...

Surveys
21 December 2023

Ageing Clients, Geopolitics And Red Tape In Focus – Schroders' Advisor Survey

The study of advisors' views in the UK shows what challenges most concern them – shedding light...

Compliance
21 November 2023

St James's Place Revamps Funds, Fees After New UK Consumer Duty Bites

The London-listed firm is one of the most prominent examples of a wealth manager to have changed...

Compliance
10 November 2023

FCA Fires Warning At Wealth Managers

This week the UK watchdog told wealth managers and stockbrokers about the need to deliver good...

Compliance
4 August 2023

SJP Fee Changes Example Of What UK Consumer Duty Could Bring – Broker

The Consumer Duty regime in the UK is now up and running, and a brokerage tries to work out what...

Surveys
25 July 2023

Most UK Advisors Predict No Fee Rises From Consumer Duty

An important new regime that requires advisors and other financial firms to itemise and measure...

Compliance
21 July 2023

OPINION OF THE WEEK: The UK's New Consumer Duty

Here are my brief thoughts about the new UK Consumer Duty system, which is due to take effect at...

Comment & Analysis results for Consumer Duty

Company Profiles
16 July 2024

Guiding Advisors From Start To Finish – The View From Benchmark Capital

Part of Schroders, Benchmark Capital explains how it works with IFAs and other wealth...