News, Comment & Analysis results for Consumer Duty
UK Consumer Duty's First Anniversary – Wealth Sector Reflects
Investment managers reacted this week to the first year of the Consumer Duty regulatory framework...
Figures Underscore Allfunds' Growth Trajectory
This news service recently talked to the UK head of Allfunds, the Madrid-headquartered B2B funds...
Rapid Ascent For Welrex – Thoughts On Business Models, Consumer Duty, And More
A new firm has already garnered awards, been ranked in wealthtech guides, and is talking about how...
FCA Probes UK Advisors On Consumer Duty Progress
The Consumer Duty regulatory framework, taking force in 31 July, 2023, is designed to improve...
Ageing Clients, Geopolitics And Red Tape In Focus – Schroders' Advisor Survey
The study of advisors' views in the UK shows what challenges most concern them – shedding light...
St James's Place Revamps Funds, Fees After New UK Consumer Duty Bites
The London-listed firm is one of the most prominent examples of a wealth manager to have changed...
FCA Fires Warning At Wealth Managers
This week the UK watchdog told wealth managers and stockbrokers about the need to deliver good...
SJP Fee Changes Example Of What UK Consumer Duty Could Bring – Broker
The Consumer Duty regime in the UK is now up and running, and a brokerage tries to work out what...
Most UK Advisors Predict No Fee Rises From Consumer Duty
An important new regime that requires advisors and other financial firms to itemise and measure...
OPINION OF THE WEEK: The UK's New Consumer Duty
Here are my brief thoughts about the new UK Consumer Duty system, which is due to take effect at...