News, Comment & Analysis results for Finma

People Moves
1 July 2025

Who's Moving Where In Wealth Management? – FINMA, PIMFA, Burgess Mee, Ares Management

The latest moves, appointments and personnel moves in the UK, European, Middle Eastern and select...

Compliance
6 May 2025

Compliance Corner: FINMA Frets Over Outsourcing AI

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
17 June 2024

Compliance Corner: FINMA Fires Risk Warnings At Fund Industry

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
12 February 2024

Swiss Regulator Updates EAM, Trustee Licences Data

The Swiss EAM and trustees industry has gone through a major regulatory change in recent years....

Compliance
24 January 2024

Compliance Corner: Taurus, FINMA, Cayman Islands, Jordan, EU

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
29 November 2023

Compliance Corner: Alpadis Trust (Switzerland), FINMA, FCA Targets Greenwashing

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

People Moves
7 September 2023

FINMA's Chief Departs, Says Credit Suisse Crisis Hit Health

Since serving in the role from November 2021, the CEO has seen the arrival of new regulations on...

Compliance
4 July 2023

Switzerland's FINMA Reportedly Probes Ex-Credit Suisse CEO Over Greensill

The Greensill losses sustained by Credit Suisse – other banks were also affected – were one of...

Banking Crisis
27 March 2023

FINMA Itemises Credit Suisse's Bond Write-Down

Last week the Swiss regulator put numbers on the write-downs of Additional Tier 1 bonds that Credit...

Financial Results
1 March 2023

Regulator Concludes Actions Against Credit Suisse Over Greensill Saga

The watchdog referred to how the bank had made serious breaches of risk management obligations....

Comment & Analysis results for Finma

Compliance
9 November 2023

FINMA's Cryptocurrency Stance Makes Swiss Industry Nervous

Switzerland has made waves in the world of cryptos and digital assets. Its "crypto valley" in Zug...