News results for Compliance, Legal and Regulation
EU pronounces British data protection regime 'adequate'
The European Union has judged the United Kingdom to be 'adequate' for the purposes of both the...
Compliance Corner: MAS
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Malaysian Wealth Management - Latest Developments
Here is an outline of important recent legal, tax and regulatory developments affecting wealth...
MAS mystery shop gives advisors high marks
The Monetary Authority of Singapore has found little to complain about after completing a...
SFC fines Deutsche Securities Asia HK$2.45 million over incorrect prime brokerage statements
The Securities and Futures Commission of Hong Kong has punished Deutsche Securities Asia Ltd for...
Comment & Analysis results for Compliance, Legal and Regulation
Hightower Cleared To Create National Chartered Trust Company
The organization said it received "conditional regulatory approval" for the new structure. ...
What makes an effective compliance officer?
This poster, circulated to entice Americans to enlist in NASA for its push to explore and...
Compliance Corner: China Securities Regulatory Commission, BlackRock
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
RegTech roundup: the latest data
The RegTech press has reported that regulatory technology companies worldwide improved last year on...
Basel Gives Blessing To Bank Cryptoassets
The Basel Committee on Banking Supervision is the "central bank for central banks," so its...
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