News results for Financial Conduct Authority
Financial Conduct Authority Ups Severity Of Fines
The total value of fines handed out by the Financial Conduct Authority in 2014 was up 68 per cent...
Eight Men Convicted, Sentenced In UK For Running Collective Investment Scam
The UK's financial regulator has announced the convictions and sentences imposed on a group of...
UK Regulator Sounds Alarm About Structured Products
The UK financial watchdog says the industry must act to deal with how investors can overestimate...
FCA Fines Aviva Investors £17.6 Million Over Conflict of Interest Failings
The Financial Conduct Authority has fined Aviva Investors a total of £17.6 million following the...
Forex Investment Fraudster Convicted By London Jury
A man operating an unauthorised collective investment scheme who took more than £5 million from...
GUEST ANALYSIS: Adamson Finally Leaves UK Financial Regulator
Clive Adamson, head of supervision at the Financial Conduct Authority, the UK regulator, has left...
UK Financial Regulator Wants To Oversee Seven New Market Benchmarks, Learn From LIBOR Scandal
The UK financial regulator said it wants to add seven UK-based market benchmarks in areas such as...
FCA Unveils Conflict Of Interest Wealth Review
The UK Financial Conduct Authority has completed a review into conflicts of interest arising from...
Investment Managers Not Ready For Client Money Protection Rules - KPMG
Consultant KPMG has warned that investment managers have underestimated the funding impacts of the...
UK Regulator Fines Chase de Vere For Failures Over Keydata Products
The Financial Conduct Authority has fined Chase de Vere Independent Financial Advisers £560,000...
Comment & Analysis results for Financial Conduct Authority
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