News, Comment & Analysis results for Financial Conduct Authority
Directors At Provider Of Bonds Lose Fight Against UK Fines; Industry Ban Upheld
The Upper Tribunal of the UK financial regulatory regime has imposed fines on two men involved in a...
UK Financial Regulator CEO To Stand Down; Osborne Says FCA Needs "Different Leadership" But Adds Praise
The CEO of the UK's financial watchdog is standing down in September. The UK government says the...
UK Regulator Creates New Role Of Supervision Director - Retail, Authorisations
As part of its expanding role, the UK's main financial watchdog has established a new post of...
UK Regulators Tighten Rules On Bankers' Pay To Prevent Another Blowup
The two main regulators of the UK financial sector have launched new rules designed to align pay...
One Of Eight Men Involved In Collective Investment Scam Jailed For Over Six Years
A court has jailed one of the men involved in running an unauthorised collective investment scheme...
Financial Conduct Authority Ups Severity Of Fines
The total value of fines handed out by the Financial Conduct Authority in 2014 was up 68 per cent...
Eight Men Convicted, Sentenced In UK For Running Collective Investment Scam
The UK's financial regulator has announced the convictions and sentences imposed on a group of...
UK Regulator Sounds Alarm About Structured Products
The UK financial watchdog says the industry must act to deal with how investors can overestimate...
FCA Fines Aviva Investors £17.6 Million Over Conflict of Interest Failings
The Financial Conduct Authority has fined Aviva Investors a total of £17.6 million following the...
Forex Investment Fraudster Convicted By London Jury
A man operating an unauthorised collective investment scheme who took more than £5 million from...
Comment & Analysis results for Financial Conduct Authority
Award Winners
WealthTalk - Awards Videos
Wize By Teamwork's Central Application Supports Growth
Duration: 0.00m
WealthTalk - From The Editor’s Desk Videos
WEALTH TALK: Succession Planning: How To Preserve Wealth For Next Generation
Duration: 0.00m
WealthTalk - Expert View Videos
WEALTH TALK: Taking Wealth Management Client Data To The Next Level
Duration: 0.00m