News results for FCA

Technology
23 December 2016

Robo-Advisor Munnypot Soft Launches To Consumers

Munnypot is aiming to address the financial advice gap that, according to the FCA, affects 16...

Compliance
15 December 2016

FCA Launches Consultation On Changes To FSCS Rules

The UK financial watchdog is asking for responses by 31 March 2017 before publishing final rules...

Technology
8 December 2016

UK, Hong Kong Regulators Collaborate On Financial Innovation Efforts

Under the agreement, the FCA and the HKMA will come together to facilitate innovative financial...

Compliance
2 December 2016

FCA's Fine, Ban Of Advice Firm Boss Could Be Blocked By Upper Tribunal

The UK's financial watchdog could see its decision to impose a ban overturned. ...

Compliance
21 November 2016

FCA Charges Sixth Defendant Involved In Boiler Room Scandal

The UK's financial watchdog earlier this year charged five other individuals involved in the...

Fund Management
21 November 2016

Industry Reacts To FCA's Asset Management Study; Warns Of Stock Price Falls

A managing director at Tilney Bestinvest has warned that UK-listed companies could see their share...

Compliance
10 November 2016

FCA Authorises Online Bond Auctioning Platform

UK Bond Network links investors, wealth managers, and high net worth individuals through its online...

Technology
8 November 2016

FCA Reveals Firms With Access To Fintech Facility

Testing for the first cohort of applicants will be underway shortly, the financial watchdog said. ...

Compliance
2 November 2016

FCA Bans Six Over £4.3 Million Investment Scam

The financial watchdog has prohibited the individuals from performing any function in relation to...

Compliance
24 October 2016

UK Financial Watchdog’s Ban On Fund Manager Upheld

The FCA said the decision was based on a failure to spot or report the warning signs of market...

Comment & Analysis results for FCA