News, Comment & Analysis results for Financial Conduct Authority
UK, Germany Give Futures Exchanges MiFID II Extension
The futures have until 3 July 2020 to make changes to abide with the new regime. ...
Compliance Corner: Financial Conduct Authority
The latest compliance news stories from around the world, including punishments, permissionis and...
UK Watchdog Sounds Alarm Over Crypto Spread-Betting
The regulator has warned that investors in such instruments could end up losing more than they...
UK Regulator's Asset Management Hub Goes Live
The launch of the hub was announced late last month....
UK Regulator Moves To Ease Market Entry For New Asset Managers
The announcement comes at a time when the UK's asset managers are steering their businesses through...
UK Regulator Moves To Cool Wealth Managers' Concerns Over New Regime
Next year, the regime will be extended to all financial services institutions. ...
FCA Turns Its Guns On Investment Consultants, Warns About Competition
The FCA is pressing ahead with moves to improve competition in how investment consultants - key...
UK Regulator Weighs In On ICOs, Says It May Regulate Certain Fundraisers
The Financial Conduct Authority is the latest in a string of regulators across the world to voice...
Get Ready To Say Goodbye To LIBOR, Says UK Regulator Chief
The financial sector must prepare to move to a different, more reliable way of building interest...
UK Regulator To Point Finger At Senior Staff In Event Of Slip-Up
Going forward, the regime will apply to nearly all regulated entities. ...
Comment & Analysis results for Financial Conduct Authority
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