News results for Financial Conduct Authority

21 September 2017

UK Regulator Moves To Cool Wealth Managers' Concerns Over New Regime

Next year, the regime will be extended to all financial services institutions. ...

14 September 2017

FCA Turns Its Guns On Investment Consultants, Warns About Competition

The FCA is pressing ahead with moves to improve competition in how investment consultants - key...

13 September 2017

UK Regulator Weighs In On ICOs, Says It May Regulate Certain Fundraisers

The Financial Conduct Authority is the latest in a string of regulators across the world to voice...

28 July 2017

Get Ready To Say Goodbye To LIBOR, Says UK Regulator Chief

The financial sector must prepare to move to a different, more reliable way of building interest...

27 July 2017

UK Regulator To Point Finger At Senior Staff In Event Of Slip-Up

Going forward, the regime will apply to nearly all regulated entities. ...

18 July 2017

UK Regulator Puts Platforms Under The Miscroscope

The UK financial regulator, fresh from putting the country's asset management sector through the...

7 July 2017

Firms Must Chart Their Own Course Over Brexit, Says FCA Chief

The chief executive of the UK financial regulator said firms must not allow regulators and other...

4 July 2017

FCA To Use Cash Surplus To Fund Brexit Costs

As negotiations are underway between the European Union and the UK, institutions in Britain are...

4 July 2017

UK Advisors' Regulatory Fees Set To Climb Nearly 5 Per Cent

The UK's Financial Conduct Authority has confirmed some of its plans outlined in a consultation in...

Asset Management
28 June 2017

UK Regulator Says Asset Management Sector Suffers From Weak Price Competition; Calls For Overhaul

The UK financial regulator highlights a number of shortcomings in the country's asset management...

Comment & Analysis results for Financial Conduct Authority