News results for Financial Conduct Authority

Compliance
29 September 2017

UK Regulator Moves To Ease Market Entry For New Asset Managers

The announcement comes at a time when the UK's asset managers are steering their businesses through...

Compliance
21 September 2017

UK Regulator Moves To Cool Wealth Managers' Concerns Over New Regime

Next year, the regime will be extended to all financial services institutions. ...

Compliance
14 September 2017

FCA Turns Its Guns On Investment Consultants, Warns About Competition

The FCA is pressing ahead with moves to improve competition in how investment consultants - key...

Compliance
13 September 2017

UK Regulator Weighs In On ICOs, Says It May Regulate Certain Fundraisers

The Financial Conduct Authority is the latest in a string of regulators across the world to voice...

Compliance
28 July 2017

Get Ready To Say Goodbye To LIBOR, Says UK Regulator Chief

The financial sector must prepare to move to a different, more reliable way of building interest...

Compliance
27 July 2017

UK Regulator To Point Finger At Senior Staff In Event Of Slip-Up

Going forward, the regime will apply to nearly all regulated entities. ...

Compliance
18 July 2017

UK Regulator Puts Platforms Under The Miscroscope

The UK financial regulator, fresh from putting the country's asset management sector through the...

Strategy
7 July 2017

Firms Must Chart Their Own Course Over Brexit, Says FCA Chief

The chief executive of the UK financial regulator said firms must not allow regulators and other...

Strategy
4 July 2017

FCA To Use Cash Surplus To Fund Brexit Costs

As negotiations are underway between the European Union and the UK, institutions in Britain are...

Compliance
4 July 2017

UK Advisors' Regulatory Fees Set To Climb Nearly 5 Per Cent

The UK's Financial Conduct Authority has confirmed some of its plans outlined in a consultation in...

Comment & Analysis results for Financial Conduct Authority