News results for Financial Conduct Authority
UK Watchdog Growls At Robo-Advisors; Demands Higher Standards
The Financial Conduct Authority has reported on the state of the UK robo-advisor industry and finds...
Moody's Warns New FCA Rules Could Spur Shift To Passive Funds
The credit rating giant has weighed in on new rules aimed at reshaping the UK's £8 trillion asset...
UK Regulator Delivers $47 Million Blow To Asset Management Sector
The UK's Financial Conduct Authority has unearthed over 60 funds that allegedly overcharged...
UK Watchdog Seeks Help To Streamline Regulatory Reporting
The UK's Financial Conduct Authority has asked for input on how a proof-of-concept streamlining...
FCA Chief Says Smooth Brexit Crucial For Financial Stability
These comments come as the UK is set to start up the second round of talks with the European Union...
UK, Germany Give Futures Exchanges MiFID II Extension
The futures have until 3 July 2020 to make changes to abide with the new regime. ...
Compliance Corner: Financial Conduct Authority
The latest compliance news stories from around the world, including punishments, permissionis and...
UK Watchdog Sounds Alarm Over Crypto Spread-Betting
The regulator has warned that investors in such instruments could end up losing more than they...
UK Regulator's Asset Management Hub Goes Live
The launch of the hub was announced late last month....
UK Regulator Moves To Ease Market Entry For New Asset Managers
The announcement comes at a time when the UK's asset managers are steering their businesses through...
Comment & Analysis results for Financial Conduct Authority
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