News results for Financial Conduct Authority

People Moves
6 April 2022

Who's Moving Where In Wealth Management? – Financial Conduct Authority, Saxo Bank

The latest wealth management moves and appointments in the UK, rest of Europe, Middle East and...

Compliance
20 December 2021

Compliance Corner: HSBC, Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
1 November 2021

Barclays CEO Departs Over Epstein Link Description

The way that the former CEO described his relationship to the jailed sex offender, and how Barclays...

Compliance
26 October 2021

Compliance Matters: UK Financial Conduct Authority, Long-Term Asset Fund

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
5 August 2021

Compliance Corner: Financial Conduct Authority, Investment Funds Sector

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
25 June 2021

Who's Moving Where In Wealth Management? - Financial Conduct Authority, Carmignac, Others

The latest senior moves in wealth management and related sectors across Europe and the UK. ...

Compliance
4 May 2021

UK Regulator Consults On SPAC Listing Regime Tweaks

A torrent of SPAC listings has taken place, particularly on Wall Street, and there are 33 estimated...

People Moves
20 April 2021

Who's Moving Where In Wealth Management? - Financial Conduct Authority

The latest senior moves in wealth and asset management across Europe and the UK. ...

Compliance
16 April 2021

Compliance Corner: Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
26 February 2021

UK Watchdog Restructures With All-Female Heads

Indicating a need to build efficiencies and take a future-fit data-led approach, the Financial...

Comment & Analysis results for Financial Conduct Authority