News results for Financial Conduct Authority

Compliance
6 November 2020

Compliance Corner: UK's Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
21 August 2020

Summary Of Global Executive Moves In Global Wealth Management - June 2020

In recent senior moves in the world's wealth management sector, notable cases were those at...

Compliance
20 March 2020

Compliance Corner: UK Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
27 January 2020

Who's Moving Where In Wealth Management? - Financial Conduct Authority

The latest senior moves in wealth management from across Europe and the UK. ...

People Moves
6 September 2019

Who's Moving Where In Wealth Management? - The Financial Conduct Authority, London & Capital, Others

The latest moves in wealth management across Europe and the UK. ...

Compliance
20 March 2019

Compliance Corner: UBS, Financial Conduct Authority

The latest compliance issues in wealth management around the world. ...

Compliance
9 October 2018

Compliance Corner: Financial Conduct Authority, SFC

The latest compliance issues in wealth management in Europe, Middle East and Africa. ...

Legal
2 August 2018

Former Wealth Manager Jailed For Running Ponzi Scheme

The former wealth manager pleaded guilty to running the scheme, and has also been disqualified from...

Compliance
23 May 2018

UK Watchdog Growls At Robo-Advisors; Demands Higher Standards

The Financial Conduct Authority has reported on the state of the UK robo-advisor industry and finds...

Compliance
10 April 2018

Moody's Warns New FCA Rules Could Spur Shift To Passive Funds

The credit rating giant has weighed in on new rules aimed at reshaping the UK's £8 trillion asset...

Comment & Analysis results for Financial Conduct Authority