News, Comment & Analysis results for FINMA
Compliance Corner: FINMA Fires Risk Warnings At Fund Industry
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Swiss Regulator Updates EAM, Trustee Licences Data
The Swiss EAM and trustees industry has gone through a major regulatory change in recent years....
Compliance Corner: Taurus, FINMA, Cayman Islands, Jordan, EU
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: Alpadis Trust (Switzerland), FINMA, FCA Targets Greenwashing
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
FINMA's Chief Departs, Says Credit Suisse Crisis Hit Health
Since serving in the role from November 2021, the CEO has seen the arrival of new regulations on...
Switzerland's FINMA Reportedly Probes Ex-Credit Suisse CEO Over Greensill
The Greensill losses sustained by Credit Suisse – other banks were also affected – were one of...
FINMA Itemises Credit Suisse's Bond Write-Down
Last week the Swiss regulator put numbers on the write-downs of Additional Tier 1 bonds that Credit...
Regulator Concludes Actions Against Credit Suisse Over Greensill Saga
The watchdog referred to how the bank had made serious breaches of risk management obligations....
ARC Taps Growing Need For Clear Returns Data
Regulators around the world, such as the FCA in the UK and FINMA in Switzerland, are tightening...
Investigators Probe Pictet Offices Over Petrobas Affair; Bank Says Matter Resolved
The Swiss bank pointed out that the probe is about matters taking place as far back as 2005, and...
Comment & Analysis results for FINMA
FINMA's Cryptocurrency Stance Makes Swiss Industry Nervous
Switzerland has made waves in the world of cryptos and digital assets. Its "crypto valley" in Zug...
EXCLUSIVE: Regulatory Overhaul Will Turbocharge EAM Sector - FINMA
The Swiss Financial Market Supervisory Authority speaks to WealthBriefing about the rule changes...
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