News, Comment & Analysis results for FINMA

Compliance
12 February 2024

Swiss Regulator Updates EAM, Trustee Licences Data

The Swiss EAM and trustees industry has gone through a major regulatory change in recent years....

Compliance
24 January 2024

Compliance Corner: Taurus, FINMA, Cayman Islands, Jordan, EU

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
29 November 2023

Compliance Corner: Alpadis Trust (Switzerland), FINMA, FCA Targets Greenwashing

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

People Moves
7 September 2023

FINMA's Chief Departs, Says Credit Suisse Crisis Hit Health

Since serving in the role from November 2021, the CEO has seen the arrival of new regulations on...

Compliance
4 July 2023

Switzerland's FINMA Reportedly Probes Ex-Credit Suisse CEO Over Greensill

The Greensill losses sustained by Credit Suisse – other banks were also affected – were one of...

Banking Crisis
27 March 2023

FINMA Itemises Credit Suisse's Bond Write-Down

Last week the Swiss regulator put numbers on the write-downs of Additional Tier 1 bonds that Credit...

Financial Results
1 March 2023

Regulator Concludes Actions Against Credit Suisse Over Greensill Saga

The watchdog referred to how the bank had made serious breaches of risk management obligations....

Company Profiles
17 October 2022

ARC Taps Growing Need For Clear Returns Data

Regulators around the world, such as the FCA in the UK and FINMA in Switzerland, are tightening...

Legal
31 March 2022

Investigators Probe Pictet Offices Over Petrobas Affair; Bank Says Matter Resolved

The Swiss bank pointed out that the probe is about matters taking place as far back as 2005, and...

Compliance
4 February 2022

Compliance Corner: St Gotthard Fund Management, FINMA

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Comment & Analysis results for FINMA

Compliance
9 November 2023

FINMA's Cryptocurrency Stance Makes Swiss Industry Nervous

Switzerland has made waves in the world of cryptos and digital assets. Its "crypto valley" in Zug...

Compliance
16 February 2021

EXCLUSIVE: Regulatory Overhaul Will Turbocharge EAM Sector - FINMA

The Swiss Financial Market Supervisory Authority speaks to WealthBriefing about the rule changes...