News, Comment & Analysis results for FINMA
Compliance Corner: FINMA Frets Over Outsourcing AI
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Compliance Corner: FINMA Fires Risk Warnings At Fund Industry
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Swiss Regulator Updates EAM, Trustee Licences Data
The Swiss EAM and trustees industry has gone through a major regulatory change in recent years....
Compliance Corner: Taurus, FINMA, Cayman Islands, Jordan, EU
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: Alpadis Trust (Switzerland), FINMA, FCA Targets Greenwashing
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
FINMA's Chief Departs, Says Credit Suisse Crisis Hit Health
Since serving in the role from November 2021, the CEO has seen the arrival of new regulations on...
Switzerland's FINMA Reportedly Probes Ex-Credit Suisse CEO Over Greensill
The Greensill losses sustained by Credit Suisse – other banks were also affected – were one of...
FINMA Itemises Credit Suisse's Bond Write-Down
Last week the Swiss regulator put numbers on the write-downs of Additional Tier 1 bonds that Credit...
Regulator Concludes Actions Against Credit Suisse Over Greensill Saga
The watchdog referred to how the bank had made serious breaches of risk management obligations....
ARC Taps Growing Need For Clear Returns Data
Regulators around the world, such as the FCA in the UK and FINMA in Switzerland, are tightening...
Comment & Analysis results for FINMA
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