News results for Compliance, Legal and Regulation
Asset manager's licence revoked in Hong Kong
The Securities and Futures Commission of Hong Kong has revoked the licence of the asset management...
Regulatory grant scheme comes to Dragon City
The Securities and Futures Commission of Hong Kong is implementing a governmental scheme to...
Compliance Corner: MAS, Green Finance Industry Taskforce
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Central AML database planned for European Union
The European Banking Authority is thinking of setting up an EU-wide database for...
Compliance Corner: Hong Kong
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Comment & Analysis results for Compliance, Legal and Regulation
Compliance Corner: Abu Dhabi Global Market, JTC
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Designed to fail? Banking, compliance and the FinCEN Files leak
Just over six months ago, the International Consortium of Investigative Journalists and Buzzfeed...
Who's Moving Where In Wealth Management? - International Compliance Association
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Data subject access requests: three recent developments
In October the UK's Information Commissioner's Office published 'right of access detailed guidance'...
Regulator Lifts Acquisitions Ban On Julius Baer
The temporary ban was imposed by the watchdog after it found a number of failings at the bank over...
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