News results for FCA

Compliance
20 April 2016

FCA Strips UK Wealth Manager Of Permissions

The UK's financial watchdog has served a final notice to a wealth manager over regulatory...

People Moves
14 April 2016

Tracey McDermott To Exit Financial Conduct Authority

The acting chief is leaving the UK financial watchdog after 15 years. ...

Compliance
13 April 2016

FCA Deadline For Firms Checking For Links To Panama Papers Approaches

The UK financial regulator has reportedly asked firms to check for ties to Mossack Fonseca or to...

Compliance
11 April 2016

FCA Urges Asset Managers To Ensure They Invest As They Declare

The UK's financial watchdog has issued a statement reminding asset management firms to operate in...

Technology
6 April 2016

FCA Unveils New Robo-Advice Unit

The UK financial regulator is launching a unit as part of its enhanced focus on fintech. ...

Practice Strategies
22 February 2016

UK Financial Watchdog Flags Room For Improvement In Advice Firms' Research

The UK's Financial Conduct Authority is reviewing due diligence and research at financial advice...

Statistics
5 February 2016

UK's Financial Conduct Authority Hit By Almost 500 Complaints In A Year

The financial watchdog published complaints data as part of its drive to be a transparent...

People Moves
26 January 2016

UK Financial Regulator Has A New Permanent CEO

After the interim CEO decided not to take up the role permanently, the FCA now has a new boss. ...

People Moves
8 January 2016

Acting CEO Rules Out Taking On Permanent Role At FCA

Tracey McDermott has removed herself from the line-up for the leadership role at the UK's financial...

People Moves
18 December 2015

Swiss Regulatory Boss Reportedly Among Candidates For FCA Chief Role

The UK finance minister is reportedly weeks away from naming a new CEO of the financial watchdog. ...

Comment & Analysis results for FCA