News, Comment & Analysis results for FCA
UK Regulator Levies First Fine For Exchange-Traded Derivatives Reporting Failures
Although Merrill Lynch was “open and cooperative” in assisting the FCA's investigation and...
Alliance Trust Names Former FCA, BoE Man Chair
His appointment is subject to regulatory approval....
FCA Turns Its Guns On Investment Consultants, Warns About Competition
The FCA is pressing ahead with moves to improve competition in how investment consultants - key...
Get Ready To Say Goodbye To LIBOR, Says UK Regulator Chief
The financial sector must prepare to move to a different, more reliable way of building interest...
Who's Moving Where In Wealth Management? Pictet, FCA
This is the latest collection of people moves in the wealth management sector. ...
Compliance Corner - FCA, Societe Generale, Flynt
A regular round-up of actions against industry miscreants and permissions by regulators to firms,...
Firms Must Chart Their Own Course Over Brexit, Says FCA Chief
The chief executive of the UK financial regulator said firms must not allow regulators and other...
FCA To Use Cash Surplus To Fund Brexit Costs
As negotiations are underway between the European Union and the UK, institutions in Britain are...
Financial Think Tank Calls For FCA Changes In Asset Management
The think tank has suggested that the FCA should make changes to benefit the asset management...
INTERVIEW: Complying With FCA Proposals Will Squeeze Smaller Players' Profits
This publication has examined how a host of new proposals from the UK's financial watchdog could...