News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
27 January 2025

Half A Century Of Legal Expertise – In Conversation With Druces' Roy Campbell

Working at the law firm for more than 50 years, and with roots in Italy as well as experience the...

Compliance
24 January 2025

Compliance Corner: FCA, Wholesale Brokerages, Money Laundering

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
24 January 2025

Compliance Corner: Hong Kong's SFC Widens Structured Products Market

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

Compliance
23 January 2025

A New Cybersecurity, Resilience Regime With Global Impact – DORA

New European Union legislation took effect this month that is designed to make financial...

Compliance
23 January 2025

A New Cybersecurity, Resilience Regime Is In Town – The EU's DORA

New European Union legislation took effect this month that is designed to make financial...

Compliance
16 January 2025

Financial Regulators Turn Up Heat On Miscreants

The reports looked at a range of different types of financial misconduct, failure and outright...

Compliance
10 January 2025

Compliance Corner: Paragon Capital Management, Hong Kong, SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

Compliance
9 January 2025

Compliance Corner: British Virgin Islands' New Beneficial Ownership Rules

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
20 December 2024

How New Legislation Will Help Victims Of Cryptocurrency Scams

A new bill before UK lawmakers is designed to end uncertainties over the status of digital assets...

Legal
19 December 2024

A New Dawn For Laws Governing Divorce Settlements

As the authors say, the main aim of a new report from the UK Law Commission is to balance personal...

Comment & Analysis results for Compliance, Legal and Regulation

Legal
27 January 2025

Half A Century Of Legal Expertise – In Conversation With Druces' Roy Campbell

Working at the law firm for more than 50 years, and with roots in Italy as well as experience the...

Compliance
24 January 2025

Compliance Corner: FCA, Wholesale Brokerages, Money Laundering

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
24 January 2025

Compliance Corner: Hong Kong's SFC Widens Structured Products Market

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

Compliance
23 January 2025

A New Cybersecurity, Resilience Regime With Global Impact – DORA

New European Union legislation took effect this month that is designed to make financial...

Compliance
23 January 2025

A New Cybersecurity, Resilience Regime Is In Town – The EU's DORA

New European Union legislation took effect this month that is designed to make financial...

Compliance
16 January 2025

Financial Regulators Turn Up Heat On Miscreants

The reports looked at a range of different types of financial misconduct, failure and outright...

Compliance
10 January 2025

Compliance Corner: Paragon Capital Management, Hong Kong, SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

Compliance
9 January 2025

Compliance Corner: British Virgin Islands' New Beneficial Ownership Rules

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
20 December 2024

How New Legislation Will Help Victims Of Cryptocurrency Scams

A new bill before UK lawmakers is designed to end uncertainties over the status of digital assets...

Legal
19 December 2024

A New Dawn For Laws Governing Divorce Settlements

As the authors say, the main aim of a new report from the UK Law Commission is to balance personal...