News, Comment & Analysis results for Financial Conduct Authority

Compliance
18 July 2017

UK Regulator Puts Platforms Under The Miscroscope

The UK financial regulator, fresh from putting the country's asset management sector through the...

Strategy
7 July 2017

Firms Must Chart Their Own Course Over Brexit, Says FCA Chief

The chief executive of the UK financial regulator said firms must not allow regulators and other...

Strategy
4 July 2017

FCA To Use Cash Surplus To Fund Brexit Costs

As negotiations are underway between the European Union and the UK, institutions in Britain are...

Compliance
4 July 2017

UK Advisors' Regulatory Fees Set To Climb Nearly 5 Per Cent

The UK's Financial Conduct Authority has confirmed some of its plans outlined in a consultation in...

Asset Management
28 June 2017

UK Regulator Says Asset Management Sector Suffers From Weak Price Competition; Calls For Overhaul

The UK financial regulator highlights a number of shortcomings in the country's asset management...

People Moves
20 June 2017

FCA Chairman To Step Down

The current chairman of the FCA has held the role since 2013. ...

Legal
19 May 2017

UK Investment Manager Files For Insolvency

The UK's financial watchdog earlier this week announced that Strand Capital was no longer solvent....

Reports
27 April 2017

Lloyds Bank Reports Most Investment Complaints In Second Half Of 2016 - FCA Report

The report made by the regulator is carried out twice a year. Complaints recorded were between 1...

Strategy
19 April 2017

UK Regulator To Continue Crackdown On Asset Management Industry

The UK's Financial Conduct Authority has outlined its priorities for this year and next in its...

People Moves
22 March 2017

FCA Appoints Consumer Luminary As Non-Executive Director

The UK's financial regulator has added a consumer expert to its board. ...

Comment & Analysis results for Financial Conduct Authority