News results for Financial Conduct Authority

Compliance
21 November 2016

FCA Charges Sixth Defendant Involved In Boiler Room Scandal

The UK's financial watchdog earlier this year charged five other individuals involved in the...

Fund Management
21 November 2016

Industry Reacts To FCA's Asset Management Study; Warns Of Stock Price Falls

A managing director at Tilney Bestinvest has warned that UK-listed companies could see their share...

New Products
18 November 2016

Impact Wealth Manager Opens Doors In UK

The Financial Conduct Authority’s innovation hub has given the green light to Tribe, a...

Compliance
10 November 2016

FCA Authorises Online Bond Auctioning Platform

UK Bond Network links investors, wealth managers, and high net worth individuals through its online...

Technology
8 November 2016

FCA Reveals Firms With Access To Fintech Facility

Testing for the first cohort of applicants will be underway shortly, the financial watchdog said. ...

Compliance
2 November 2016

FCA Bans Six Over £4.3 Million Investment Scam

The financial watchdog has prohibited the individuals from performing any function in relation to...

Compliance
27 June 2016

UK Financial Watchdog Says Implications Of Brexit Are “Significant”

As markets continued to digest Friday's referendum result, the UK's Financial Conduct Authority...

People Moves
31 May 2016

FCA Appoints Permanent Supervision Director

After joining on secondment in September, a member of the FCA’s executive team has been made...

Compliance
16 May 2016

Ex-Towry Advisor Banned For Insider Dealing Before Takeover Of Ashcourt Rowan

The UK's Financial Conduct Authority has banned and fined a former advisor at UK wealth manager...

Compliance
13 May 2016

Ex-Deutsche Bank MD Imprisoned For Insider Dealing

The former Deutsche Bank executive was handed the longest ever sentence for insider dealing in a...

Comment & Analysis results for Financial Conduct Authority