News results for FCA

Strategy
20 July 2018

UK Regulator Flags "Cliff Edge" Risk Of No Brexit Deal

The FCA said derivative contracts and other transactions could be disrupted if the UK crashes out...

Compliance
6 July 2018

Compliance Corner - FCA, Preussen Wealth Management

The latest compliance issues in wealth management across the UK, Europe, Middle East and Africa. ...

Compliance
18 June 2018

Compliance Corner - Central Bank of Ireland, FCA

The latest compliance issues in wealth management across the UK, Europe, Middle East and...

M and A
15 June 2018

Rathbone Brothers To Acquire Scottish Firm, Issues Share Offering

The acquisition is subject to approval by the FCA and is expected to complete in the third quarter...

Compliance
15 June 2018

Compliance Corner - FCA, FINMA

The latest compliance issues across the UK, Europe, Middle East and Africa. ...

Compliance
8 June 2018

Compliance Corner - FCA, ADGM

The latest compliance issues in wealth management across the UK, Europe, Middle East and Africa. ...

Compliance
19 April 2018

Compliance Corner - FCA

The latest compliance news across the UK, Europe, Middle East and Africa. ...

Compliance
10 April 2018

Moody's Warns New FCA Rules Could Spur Shift To Passive Funds

The credit rating giant has weighed in on new rules aimed at reshaping the UK's £8 trillion asset...

Strategy
7 February 2018

FCA Chief Says Smooth Brexit Crucial For Financial Stability

These comments come as the UK is set to start up the second round of talks with the European Union...

Compliance
6 February 2018

Multrees Gets MiFID II Makeover

The firm's enhancements will meet the new 24-hour FCA notification deadlines, it says. ...

Comment & Analysis results for FCA