News results for FINMA

Compliance
8 May 2014

Swiss Regulator Sets Out "Too Big To Fail" Standards For UBS, Credit Suisse

Switzerland’s two biggest banks have been issued with decrees from the country’s financial...

Offshore
1 April 2014

Guernsey Signs MoU With Swiss Market Supervisory Authority

Guernsey’s financial services regulator, the Guernsey Financial Services Commission (GFSC), has...

People Moves
28 March 2014

Swiss Regulator Names Former UBS Banker As CEO

UK-based private bank Brown Shipley has added three new hires to its Edinburgh office. ...

People Moves
20 January 2014

Head Of Swiss Regulator Resigns, Briton Takes Over

In a surprise move Patrick Raaflaub is stepping down as chief executive of the Swiss financial...

Offshore
2 December 2013

Swiss Regulator Urges Banks To Prepare For Impact Of Deal With US - Report

The director of the Swiss financial regulatory has said a sweeping agreement between Switzerland...

Legal
22 November 2013

Swiss Regulator Orders Bank To Repay Profits For Market Manipulation

The Swiss Financial Market Supervisory Authority (FINMA), Switzerland’s financial watchdog, has...

Compliance
22 October 2013

Swiss Regulator Admonishes Three Banks Over Tunisia Accounts - Reports

Switzerland’s Financial Market Supervisory Authority, the regulator, has told HSBC, Union...

Compliance
15 October 2013

Credit Suisse Chairman Says No Currency Manipulation Evidence Found

Credit Suisse has found no evidence of foreign exchange market manipulation and malpractice, its...

Uncategorised
8 October 2013

FINMA Declares More Investor-Protection Over Securities Transactions

The Swiss Financial Market Supervisory Authority (FINMA) has decided to allow securities dealers to...

Offshore
14 August 2013

Switzerland Rejects Proposed Probes Of Foreign Asset Management Clients After 2011

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Comment & Analysis results for FINMA