News, Comment & Analysis results for FCA
FCA Appoints Permanent Supervision Director
After joining on secondment in September, a member of the FCA’s executive team has been made...
FCA Widens Probe Into Firms' Ties To Panama Papers
The UK's financial watchdog has written to another batch of firms for information on links they may...
FCA Strips UK Wealth Manager Of Permissions
The UK's financial watchdog has served a final notice to a wealth manager over regulatory...
Tracey McDermott To Exit Financial Conduct Authority
The acting chief is leaving the UK financial watchdog after 15 years. ...
FCA Deadline For Firms Checking For Links To Panama Papers Approaches
The UK financial regulator has reportedly asked firms to check for ties to Mossack Fonseca or to...
FCA Urges Asset Managers To Ensure They Invest As They Declare
The UK's financial watchdog has issued a statement reminding asset management firms to operate in...
FCA Unveils New Robo-Advice Unit
The UK financial regulator is launching a unit as part of its enhanced focus on fintech. ...
UK Financial Watchdog Flags Room For Improvement In Advice Firms' Research
The UK's Financial Conduct Authority is reviewing due diligence and research at financial advice...
UK's Financial Conduct Authority Hit By Almost 500 Complaints In A Year
The financial watchdog published complaints data as part of its drive to be a transparent...
UK Financial Regulator Has A New Permanent CEO
After the interim CEO decided not to take up the role permanently, the FCA now has a new boss. ...