News, Comment & Analysis results for FCA
FCA Bans Six Over £4.3 Million Investment Scam
The financial watchdog has prohibited the individuals from performing any function in relation to...
UK Financial Watchdog’s Ban On Fund Manager Upheld
The FCA said the decision was based on a failure to spot or report the warning signs of market...
Sonali Bank Fined £3.25 Million For AML Failings
The UK arm of Bangladesh's biggest bank, Sonali Bank, was found to have weaknesses across “almost...
Consulting Consortium Appoints Technical Director From FCA
The UK regulatory and compliance consultancy has boosted its advisory capabilities. ...
FCA Hires Ex-FBI Agent
The UK's financial regulator has recruited a 30-year FBI veteran. ...
UK Builds “Fintech Bridge” With Republic Of Korea
The “bridge”, which aims to support international expansion of UK and South Korean fintech...
FCA Fines, Publicly Censures Jersey Resident For Insider Dealing
The UK’s financial watchdog said the case shows insider trading abuse is still not well...
FCA Calls For Input On Crowdfunding Rules
The financial watchdog is calling for insights on issues related to crowdfunding – the...
GUEST COMMENT: A Survivor's Guide For FCA-Registered Firms
This article delves into the implications of new reporting rules for firms regulated by the UK...
UK Financial Watchdog Bans Pair For Lack Of Integrity
The UK's financial regulator has enforced an industry ban on two individuals for their misconduct...
Comment & Analysis results for FCA
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