People Moves
Summary Of Executive Moves In Global Wealth Management - October 2013

Charles
Cauthen, executive vice president and chief financial officer at
Tampa,
FL-based Walter Investment Management, is leaving the firm in
early 2014.
The firm
said Cauthen joined former parent company, Walter Energy, in
November 2000.
Janney
Montgomery Scott, the Philadelphia, PA-based wealth management
and investment
banking firm, took on an eight-strong advisor team in West
Hartford, CT.
The team is
comprised of Robert Black, Ned Manuel and Ed Blumenthal – all
senior vice
presidents of wealth management; Bob Borkowski, vice president of
wealth
management; Malcolm Berman, account executive; Samantha Prokop,
private client
assistant; Jennifer Roth, a registered private client assistant;
and Amy Wells,
a private client assistant. The team is latterly of Merrill
Lynch. In August,
Janney appointed Peter Price as senior vice president/complex
manager of the
firm’s Maine and New Hampshire complex, while earlier in the
month it added
former Morgan Stanley senior manager Vincent Crognale to its
Greenville, DL,
branch office as first vice president/wealth management.
Northern
Trust, the New York-listed wealth management firm, named Drake
Jackman as
managing director of its international wealth advisory team in
Miami, FL.
Jackman is
charged with growing Northern Trust’s international business in
Miami and
beyond, while providing ultra high net worth clients across Latin
America with
wealth management, trust and banking services. Jackman previously
worked with
Northern Trust clients throughout the Latin American market and
has spent time
living in Mexico, Central America and Colombia during his career.
AIG Advisor
Group, an independent broker-dealer network, promoted Erica
McGinnis to serve
as president and chief executive. She most recently served as
senior vice
president and chief compliance officer. Along with the senior
leadership team
at Advisor Group, she pursues strategies to enhance the service
platform to
better serve current financial advisors and to attract new
registered
representatives to the organization. In her previous role,
McGinnis oversaw all
supervisory activities for Advisor Group.
Morgan
Stanley’s Graystone Consulting appointed Garry Bridgeman as an
executive
director, financial advisor and institutional consulting director
within its
wealth management business in Atlanta, GA. Bridgeman provides
consulting
services to philanthropic organizations, governments,
corporations and
individuals. He spent over 34 years as a global institutional
consultant and
private wealth advisor at Merrill Lynch, but most recently worked
within the
private banking and investment group.