News, Comment & Analysis results for FCA
Compliance Corner: FCA Bans Former Dolfin Financial (UK) Figures Over UK Visa Offences
The latest compliance news: regulatory developments, punishments, guidance, permissions and...
UK Financial Regulator Names India, UAE Attachés
The FCA said the appointments will widen its international presence and support co-operation,...
Compliance Corner: FCA Proposes "FRAME" Shakeup Of Fund Reporting
The latest compliance news: regulatory developments, punishments, guidance, permissions and...
UK Regulator Proposes Shake-up Of Investment Cost Disclosure Rules
In words dear to journalists' hearts – and investors – the FCA wants to cut complex language...
Close Brothers' Shares Soften After Results; Bank Eyes Return To Higher Returns
The cost of handling a motor finance mis-selling scandal at the bank – a saga that also affects a...
Compliance Corner: UK’s FCA Fines Neil Woodford, Investment Firm Almost £46 Million
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Compliance Corner: UK Government Reappoints FCA Chief
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Compliance Corner: Dubai Financial Services Authority, Taranis Capital, Credit Suisse, FCA
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Compliance Corner: FCA, Wholesale Brokerages, Money Laundering
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Assets Rise At UK's Quilter, Inflows Gain
Among other points, the UK firm said it expects to give an update on a review about historical data...