People Moves

Who's Moving Where In Wealth Management? - Sanctuary Wealth

Editorial Staff 9 November 2021

Who's Moving Where In Wealth Management? - Sanctuary Wealth

The latest senior moves in the North American wealth management industry.

Sanctuary Wealth
Sanctuary Wealth has appointed Miles Edwards as chief compliance officer and general counsel. 

Throughout his 30-year career as an attorney and compliance officer, Edwards has developed expertise in a broad range of financial sectors including global private funds, investment advisors, investment banking, private equity, and broker-dealers. 

Edwards is a member of FINRA’s New York City regional committee and InfraGard, the partnership between the FBI and members of the private sector for the protection of US critical infrastructure.

“We operate in a highly-regulated industry and approach our legal and regulatory obligations with the utmost seriousness,” Jim Dickson, CEO and founder of Sanctuary Wealth, said.

“Miles is a highly-respected professional who brings a wide range of experience and knowledge to this role at Sanctuary.”

Prior to Sanctuary, Edwards acted as general counsel and chief compliance officer for a “very large family office” and was responsible for the compliance and legal oversight of its registered investment advisor and broker-dealer.

Edwards is admitted to the District of Columbia, New Jersey State and New Jersey Federal District Bar, as well as the Bar of the United States Supreme Court. He is a panelist, author and lecturer on compliance and regulation in the US and globally. He graduated from Syracuse University and received a law degree from the Catholic University in addition to holding several FINRA registrations.

The Sanctuary Wealth network includes partner firms across 22 states with more than $18.5 billion in assets under advisement.

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