US Securities Firms Ordered to Repay Sales Charges
US securities firms Edward Jones, RBC Dain Rauscher, Royal Alliance, and Morgan Stanley were collectively fined $850,000 yesterday and ordered to pay back an estimated $43.8 million in sales charges that....
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December 14, 2006
US securities firms Edward Jones, RBC Dain Rauscher, Royal Alliance, and Morgan Stanley were collectively fined $850,000 yesterday and ordered to pay back an estimated $43.8 million in sales charges that....
