SEC Proposes Leg-Up For Banks Giving Investment Advice

Banks in the US could be exempt once-and-for-all from registering investment advice and brokerage operations with the Securities Exchange Commission, following a rule proposed yesterday. The banking....

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By: Matthew Smith
December 19, 2006
Banks in the US could be exempt once-and-for-all from registering investment advice and brokerage operations with the Securities Exchange Commission, following a rule proposed yesterday. The banking....