News results for Compliance, Legal and Regulation

Regulation of Products
1 July 2021

MFSA updates authorisation process

The Maltese Financial Services Authority has published its 'Authorisation Process Service Charter,'...

KYC
1 July 2021

eKYC to come to Abu Dhabi

The Financial Services Regulatory Authority of the Abu Dhabi Global Market is proposing to...

Jurisdiction Focus
30 June 2021

GFSC to change fiduciary rules

Guernsey's Fiduciary Rules have been in operation since 31 December last year. The Guernsey...

Cross Border
30 June 2021

UK and Singapore sign MoU

The United Kingdom and Singapore have signed a new Memorandum of Understanding (MoU) to build a...

People Moves
30 June 2021

GFSC appoints new commissioner

Julian Winser has been sworn in as a Guernsey Financial Services Commissioner after being approved...

Comment & Analysis results for Compliance, Legal and Regulation

Legal
29 June 2021

Malaysian Wealth Management - Latest Developments

Here is an outline of important recent legal, tax and regulatory developments affecting wealth...

Compliance
28 June 2021

Compliance Corner: FATF, Malta

The Mediterranean island - a former UK colony and now a European Union member state - has been...

Compliance
28 June 2021

Compliance Corner: Hong Kong, Australia, Singapore, Others

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Anti-Money Laundering
23 June 2021

AFrOs and AFOs - a warning for compliance officers

An understanding of the problems that the police face when relying on information obtained from...

Legal
22 June 2021

US Supreme Court Denies Goldman Sachs’ Plea To Raise Limits On Shareholder Fraud Lawsuits

At issue was an investor lawsuit filed in 2011 alleging that the US firm artificially inflated its...