News results for Compliance, Legal and Regulation

Compliance
7 July 2021

Compliance Corner: FCA, UK Fund Management Industry

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Jurisdiction Focus
3 July 2021

True Lender rule rescinded

US President Joe Biden has signed into effect the Senate and House of Representatives' joint...

Suitability
3 July 2021

Are private banks better at 'suitability' than before, or just lucky?

The old Financial Services Authority’s fabled ‘thematic review’ of private banking took place...

Regulation of Products
1 July 2021

MFSA updates authorisation process

The Maltese Financial Services Authority has published its 'Authorisation Process Service Charter,'...

KYC
1 July 2021

eKYC to come to Abu Dhabi

The Financial Services Regulatory Authority of the Abu Dhabi Global Market is proposing to...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
7 July 2021

Compliance Corner: FCA, UK Fund Management Industry

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
30 June 2021

Compliance Corner: MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
29 June 2021

Compliance Corner: MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
29 June 2021

Malaysian Wealth Management - Latest Developments

Here is an outline of important recent legal, tax and regulatory developments affecting wealth...

Compliance
28 June 2021

Compliance Corner: FATF, Malta

The Mediterranean island - a former UK colony and now a European Union member state - has been...