News results for Compliance, Legal and Regulation

Suitability
3 July 2021

Are private banks better at 'suitability' than before, or just lucky?

The old Financial Services Authority’s fabled ‘thematic review’ of private banking took place...

Regulation of Products
1 July 2021

MFSA updates authorisation process

The Maltese Financial Services Authority has published its 'Authorisation Process Service Charter,'...

KYC
1 July 2021

eKYC to come to Abu Dhabi

The Financial Services Regulatory Authority of the Abu Dhabi Global Market is proposing to...

Jurisdiction Focus
30 June 2021

GFSC to change fiduciary rules

Guernsey's Fiduciary Rules have been in operation since 31 December last year. The Guernsey...

Cross Border
30 June 2021

UK and Singapore sign MoU

The United Kingdom and Singapore have signed a new Memorandum of Understanding (MoU) to build a...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
29 June 2021

Compliance Corner: MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
29 June 2021

Malaysian Wealth Management - Latest Developments

Here is an outline of important recent legal, tax and regulatory developments affecting wealth...

Compliance
28 June 2021

Compliance Corner: FATF, Malta

The Mediterranean island - a former UK colony and now a European Union member state - has been...

Compliance
28 June 2021

Compliance Corner: Hong Kong, Australia, Singapore, Others

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Anti-Money Laundering
23 June 2021

AFrOs and AFOs - a warning for compliance officers

An understanding of the problems that the police face when relying on information obtained from...