News results for Compliance, Legal and Regulation

Compliance
14 June 2021

Compliance Corner: China Securities Regulatory Commission, BlackRock

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Anti-Money Laundering
11 June 2021

Bitcoin legal tender in El Salvador

Now that El Salvador has become the first country in the world to classify Bitcoin as money, with...

Compliance
11 June 2021

Basel Gives Blessing To Bank Cryptoassets

The Basel Committee on Banking Supervision is the "central bank for central banks," so its...

Compliance
11 June 2021

Basel Gives Blessing To Bank Cryptoassets

The Basel Committee on Banking Supervision is the "central bank for central banks," so its...

Fines and Punishment
10 June 2021

New York City Bar Association outlines compliance officers' liabilities

Last autumn, Securities and Exchange Commissioner Hester Peirce called for the appearence of a...

Comment & Analysis results for Compliance, Legal and Regulation

Technology
10 May 2021

The use of eIDV for compliance purposes

Over recent years, regulators of financial services have issued guidelines about ways to verify...

Technology
7 May 2021

Voice data, compliance and the 'new normal'

Financial service workplaces are bound to shift to more remote working in the long run. This brings...

Compliance
7 May 2021

Compliance Corner: SEC, Gary Gensler

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
6 May 2021

Compliance Corner: Australia's ASIC, Westpac

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
5 May 2021

Compliance Corner: Monetary Authority Of Singapore

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...