News results for Compliance, Legal and Regulation

Anti-Money Laundering
25 May 2021

France accuses BNP Paribas of laundering money for Gabonese PEPs

French prosecutors have reportedly indicted BNP Paribas, the banking giant, with washing the...

Compliance
25 May 2021

Compliance Corner: Hong Kong

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Technology
24 May 2021

Goldman investment in ComplyAdvantage reaches US$70 million

Goldman Sachs Growth Equity has sunk new investment into ComplyAdvantage, a global data technology...

Compliance
24 May 2021

Malaysia Can't Prove That Seized Cash Was Linked To Ex-PM

Twists and turns continue in the criminal and legal wrangling over the scandal-warped Malaysian...

Technology
21 May 2021

FDIC seeks comment on digital asset use by banks

The Federal Depository Insurance Corporation is asking the industry for comments concerning the...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
16 April 2021

Compliance Corner: Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Technology
15 April 2021

The immediate future of crypto-regulation in the UK

Tectonic shifts have taken place in the United Kingdom's crypto-regulation landscape in the last 12...

Legal
15 April 2021

How Working Life Of Wealth Managers Looks Amid COVID Crisis

Matters ranging from staff appraisals to cybersecurity discipline are thrown into sharp relief and...

Jurisdiction Focus
8 April 2021

The Ellis Wilson round-up

In this edition we look at changes to the UK Financial Conduct Authority's training-and-competence...

Anti-Money Laundering
8 April 2021

Crypto-assets and money-laundering control - some things to consider

More and more anti-money-laundering regulations apply to crypto-asset businesses as the market for...