News results for Compliance, Legal and Regulation

Client Data
27 May 2021

Beware bogus messages from Standard Bank, says IOMFSA

The Isle of Man's regulator has recently become aware of a bogus phishing scam that is affecting...

Fines and Punishment
27 May 2021

ASIC sues AMP for charging deceased customers

The Australian Securities and Investments Commission has commenced civil penalty proceedings in a...

Compliance
26 May 2021

Compliance Corner: Hong Kong

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Regulation of Products
25 May 2021

Singapore sets out fresh guidelines for funds

The Monetary Authority of Singapore has released new guidelines that set out the eligibility...

Anti-Money Laundering
25 May 2021

Bahrain takes banks to court over US$1.3 billion laundry

The largest money-laundering case in the history of Bahrain has begun, with the public prosecution...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
19 April 2021

Compliance Corner: US Treasury, SEC's Gary Gensler

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Jurisdiction Focus
19 April 2021

Icelandic central bank publishes annual report

The Central Bank of Iceland's annual report reveals some interesting facts about the regulator, FSA...

Legal
19 April 2021

Pension Fund Sues Credit Suisse Over Archegos, Greensill Losses - Media

The bank has been hit by exposure to two failed businesses - a hedge fund/family office and a...

Compliance
19 April 2021

Compliance Corner: US Treasury, Monetary Authority Of Singapore, Others

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Jurisdiction Focus
18 April 2021

French AMF publishes annual report

On the occasion of the publication of its annual report, France's Autorité des Marchés Financiers...