News results for Compliance, Legal and Regulation

Compliance
16 June 2021

Hightower Cleared To Create National Chartered Trust Company

The organization said it received "conditional regulatory approval" for the new structure. ...

Anti-Money Laundering
14 June 2021

Holy See doing well against money laundering, says MONEYVAL

According to the European chapter of the Financial Action Task Force, the world's...

People Moves
14 June 2021

Fed approves merger

The US Federal Reserve Board has rubber-stamped the application under section 3 Bank Holding...

Compliance
14 June 2021

Compliance Corner: China Securities Regulatory Commission, BlackRock

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Anti-Money Laundering
11 June 2021

Bitcoin legal tender in El Salvador

Now that El Salvador has become the first country in the world to classify Bitcoin as money, with...

Comment & Analysis results for Compliance, Legal and Regulation

Best Practice
16 May 2021

What to do about account takeovers - some tips from FINRA

The US Financial Regulatory Authority has been receiving more and more reports of account takeovers...

Compliance
13 May 2021

Compliance Corner: SEC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
13 May 2021

Skybound Wealth USA Receives Federal Approval

The organisation, which has offices around the world, has won a regulatory green light from the SEC...

Technology
10 May 2021

The use of eIDV for compliance purposes

Over recent years, regulators of financial services have issued guidelines about ways to verify...

Technology
7 May 2021

Voice data, compliance and the 'new normal'

Financial service workplaces are bound to shift to more remote working in the long run. This brings...