News results for Financial Conduct Authority
UK's Financial Conduct Authority Hit By Almost 500 Complaints In A Year
The financial watchdog published complaints data as part of its drive to be a transparent...
UK Financial Regulator Has A New Permanent CEO
After the interim CEO decided not to take up the role permanently, the FCA now has a new boss. ...
UK Regulator Says Some Wealth Managers Still Don't Make The Grade On Suitability
Although hailing progress, the watchdog says some wealth managers and private banks have more work...
UK Regulator Says Some Wealth Managers Still Don't Make The Grade On Suitability
Although hailing progress, the watchdog says some wealth managers and private banks have more work...
EDITORIAL: UK Regulator's Admission Over Compliance Workload Is Refreshing
The head of the UK financial watchdog says the intensity and scale of regulatory action in recent...
Directors At Provider Of Bonds Lose Fight Against UK Fines; Industry Ban Upheld
The Upper Tribunal of the UK financial regulatory regime has imposed fines on two men involved in a...
UK Financial Regulator CEO To Stand Down; Osborne Says FCA Needs "Different Leadership" But Adds Praise
The CEO of the UK's financial watchdog is standing down in September. The UK government says the...
UK Regulator Creates New Role Of Supervision Director - Retail, Authorisations
As part of its expanding role, the UK's main financial watchdog has established a new post of...
UK Regulators Tighten Rules On Bankers' Pay To Prevent Another Blowup
The two main regulators of the UK financial sector have launched new rules designed to align pay...
One Of Eight Men Involved In Collective Investment Scam Jailed For Over Six Years
A court has jailed one of the men involved in running an unauthorised collective investment scheme...