News results for Financial Conduct Authority

Client Affairs
6 March 2015

UK Regulator Sounds Alarm About Structured Products

The UK financial watchdog says the industry must act to deal with how investors can overestimate...

Compliance
25 February 2015

FCA Fines Aviva Investors £17.6 Million Over Conflict of Interest Failings

The Financial Conduct Authority has fined Aviva Investors a total of £17.6 million following the...

Legal
12 January 2015

Forex Investment Fraudster Convicted By London Jury

A man operating an unauthorised collective investment scheme who took more than £5 million from...

Compliance
7 January 2015

GUEST ANALYSIS: Adamson Finally Leaves UK Financial Regulator

Clive Adamson, head of supervision at the Financial Conduct Authority, the UK regulator, has left...

Compliance
23 December 2014

UK Financial Regulator Wants To Oversee Seven New Market Benchmarks, Learn From LIBOR Scandal

The UK financial regulator said it wants to add seven UK-based market benchmarks in areas such as...

Surveys
25 November 2014

FCA Unveils Conflict Of Interest Wealth Review

The UK Financial Conduct Authority has completed a review into conflicts of interest arising from...

Client Affairs
25 November 2014

Investment Managers Not Ready For Client Money Protection Rules - KPMG

Consultant KPMG has warned that investment managers have underestimated the funding impacts of the...

Legal
18 November 2014

UK Regulator Fines Chase de Vere For Failures Over Keydata Products

The Financial Conduct Authority has fined Chase de Vere Independent Financial Advisers £560,000...

Compliance
12 November 2014

UK, Swiss, US Regulators Hit Banks Over Forex Rigging; BoE Fires Chief Currency Dealer

UK, US and Swiss authorities have punished banks over rigging the foreign exchange market, adding...

Uncategorised
10 November 2014

Ex-Moore Capital Trader Pleads Guilty To Insider Dealing

A former senior execution trader at Moore Capital Management has become the third individual to...

Comment & Analysis results for Financial Conduct Authority