News, Comment & Analysis results for Financial Conduct Authority
Tracey McDermott To Exit Financial Conduct Authority
The acting chief is leaving the UK financial watchdog after 15 years. ...
UK Financial Watchdog Bans Ex-RBS LIBOR Submitter
The UK's Financial Conduct Authority has banned another trader for manipulating submissions of...
FCA Urges Asset Managers To Ensure They Invest As They Declare
The UK's financial watchdog has issued a statement reminding asset management firms to operate in...
Report Sets Out Recommendations To Reform UK Financial Advisory Sector
Ideas on improving the workings of the financial advice sector in the UK have been set out in a new...
UK Financial Watchdog Flags Room For Improvement In Advice Firms' Research
The UK's Financial Conduct Authority is reviewing due diligence and research at financial advice...
UK's Financial Conduct Authority Hit By Almost 500 Complaints In A Year
The financial watchdog published complaints data as part of its drive to be a transparent...
UK Financial Regulator Has A New Permanent CEO
After the interim CEO decided not to take up the role permanently, the FCA now has a new boss. ...
UK Regulator Says Some Wealth Managers Still Don't Make The Grade On Suitability
Although hailing progress, the watchdog says some wealth managers and private banks have more work...
UK Regulator Says Some Wealth Managers Still Don't Make The Grade On Suitability
Although hailing progress, the watchdog says some wealth managers and private banks have more work...
EDITORIAL: UK Regulator's Admission Over Compliance Workload Is Refreshing
The head of the UK financial watchdog says the intensity and scale of regulatory action in recent...
Comment & Analysis results for Financial Conduct Authority
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