News results for FCA

Compliance
13 October 2016

Sonali Bank Fined £3.25 Million For AML Failings

The UK arm of Bangladesh's biggest bank, Sonali Bank, was found to have weaknesses across “almost...

People Moves
13 October 2016

Consulting Consortium Appoints Technical Director From FCA

The UK regulatory and compliance consultancy has boosted its advisory capabilities. ...

People Moves
19 August 2016

FCA Hires Ex-FBI Agent

The UK's financial regulator has recruited a 30-year FBI veteran. ...

Technology
27 July 2016

UK Builds “Fintech Bridge” With Republic Of Korea

The “bridge”, which aims to support international expansion of UK and South Korean fintech...

Compliance
18 July 2016

FCA Fines, Publicly Censures Jersey Resident For Insider Dealing

The UK’s financial watchdog said the case shows insider trading abuse is still not well...

Alt Investments
11 July 2016

FCA Calls For Input On Crowdfunding Rules

The financial watchdog is calling for insights on issues related to crowdfunding – the...

Compliance
15 June 2016

GUEST COMMENT: A Survivor's Guide For FCA-Registered Firms

This article delves into the implications of new reporting rules for firms regulated by the UK...

Compliance
9 June 2016

UK Financial Watchdog Bans Pair For Lack Of Integrity

The UK's financial regulator has enforced an industry ban on two individuals for their misconduct...

People Moves
31 May 2016

FCA Appoints Permanent Supervision Director

After joining on secondment in September, a member of the FCA’s executive team has been made...

Compliance
28 April 2016

FCA Widens Probe Into Firms' Ties To Panama Papers

The UK's financial watchdog has written to another batch of firms for information on links they may...

Comment & Analysis results for FCA