News, Comment & Analysis results for FCA
Multrees Gets MiFID II Makeover
The firm's enhancements will meet the new 24-hour FCA notification deadlines, it says. ...
Who's Moving Where In Wealth Management? - FCA, Hargreaves Lansdown, Others
The latest moves in wealth management across the UK, Europe, Middle East and Africa. ...
FCA Delays Extending Senior Management Regime To Asset Management Sector
An exact implementation date is to be confirmed by the Treasury. ...
FCA Clears Asset Management Firm To Operate In UK
The firm will provide asset management solutions to both institutional and professional investors. ...
UK Regulator Levies First Fine For Exchange-Traded Derivatives Reporting Failures
Although Merrill Lynch was “open and cooperative” in assisting the FCA's investigation and...
Alliance Trust Names Former FCA, BoE Man Chair
His appointment is subject to regulatory approval....
FCA Turns Its Guns On Investment Consultants, Warns About Competition
The FCA is pressing ahead with moves to improve competition in how investment consultants - key...
Get Ready To Say Goodbye To LIBOR, Says UK Regulator Chief
The financial sector must prepare to move to a different, more reliable way of building interest...
Who's Moving Where In Wealth Management? Pictet, FCA
This is the latest collection of people moves in the wealth management sector. ...
Compliance Corner - FCA, Societe Generale, Flynt
A regular round-up of actions against industry miscreants and permissions by regulators to firms,...
Comment & Analysis results for FCA
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