News results for FCA
Sonali Bank Fined £3.25 Million For AML Failings
The UK arm of Bangladesh's biggest bank, Sonali Bank, was found to have weaknesses across “almost...
Consulting Consortium Appoints Technical Director From FCA
The UK regulatory and compliance consultancy has boosted its advisory capabilities. ...
FCA Hires Ex-FBI Agent
The UK's financial regulator has recruited a 30-year FBI veteran. ...
UK Builds “Fintech Bridge” With Republic Of Korea
The “bridge”, which aims to support international expansion of UK and South Korean fintech...
FCA Fines, Publicly Censures Jersey Resident For Insider Dealing
The UK’s financial watchdog said the case shows insider trading abuse is still not well...
FCA Calls For Input On Crowdfunding Rules
The financial watchdog is calling for insights on issues related to crowdfunding – the...
GUEST COMMENT: A Survivor's Guide For FCA-Registered Firms
This article delves into the implications of new reporting rules for firms regulated by the UK...
UK Financial Watchdog Bans Pair For Lack Of Integrity
The UK's financial regulator has enforced an industry ban on two individuals for their misconduct...
FCA Appoints Permanent Supervision Director
After joining on secondment in September, a member of the FCA’s executive team has been made...
FCA Widens Probe Into Firms' Ties To Panama Papers
The UK's financial watchdog has written to another batch of firms for information on links they may...
Comment & Analysis results for FCA
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