News results for Financial Conduct Authority

Compliance
10 December 2015

UK Regulator Says Some Wealth Managers Still Don't Make The Grade On Suitability

Although hailing progress, the watchdog says some wealth managers and private banks have more work...

Compliance
9 December 2015

UK Regulator Says Some Wealth Managers Still Don't Make The Grade On Suitability

Although hailing progress, the watchdog says some wealth managers and private banks have more work...

Compliance
26 October 2015

EDITORIAL: UK Regulator's Admission Over Compliance Workload Is Refreshing

The head of the UK financial watchdog says the intensity and scale of regulatory action in recent...

Compliance
13 August 2015

Directors At Provider Of Bonds Lose Fight Against UK Fines; Industry Ban Upheld

The Upper Tribunal of the UK financial regulatory regime has imposed fines on two men involved in a...

People Moves
17 July 2015

UK Financial Regulator CEO To Stand Down; Osborne Says FCA Needs "Different Leadership" But Adds Praise

The CEO of the UK's financial watchdog is standing down in September. The UK government says the...

People Moves
8 July 2015

UK Regulator Creates New Role Of Supervision Director - Retail, Authorisations

As part of its expanding role, the UK's main financial watchdog has established a new post of...

Banking Crisis
24 June 2015

UK Regulators Tighten Rules On Bankers' Pay To Prevent Another Blowup

The two main regulators of the UK financial sector have launched new rules designed to align pay...

Legal
22 June 2015

One Of Eight Men Involved In Collective Investment Scam Jailed For Over Six Years

A court has jailed one of the men involved in running an unauthorised collective investment scheme...

Compliance
17 June 2015

Financial Conduct Authority Ups Severity Of Fines

The total value of fines handed out by the Financial Conduct Authority in 2014 was up 68 per cent...

Legal
2 June 2015

Eight Men Convicted, Sentenced In UK For Running Collective Investment Scam

The UK's financial regulator has announced the convictions and sentences imposed on a group of...

Comment & Analysis results for Financial Conduct Authority