News results for Financial Conduct Authority
Ex-Towry Advisor Banned For Insider Dealing Before Takeover Of Ashcourt Rowan
The UK's Financial Conduct Authority has banned and fined a former advisor at UK wealth manager...
Ex-Deutsche Bank MD Imprisoned For Insider Dealing
The former Deutsche Bank executive was handed the longest ever sentence for insider dealing in a...
FCA Widens Probe Into Firms' Ties To Panama Papers
The UK's financial watchdog has written to another batch of firms for information on links they may...
UK Regulator Triumphant In Land Bank Case
The regulator has secured a victory in the Supreme Court that it says sends a warning about "land...
FCA Strips UK Wealth Manager Of Permissions
The UK's financial watchdog has served a final notice to a wealth manager over regulatory...
Tracey McDermott To Exit Financial Conduct Authority
The acting chief is leaving the UK financial watchdog after 15 years. ...
UK Financial Watchdog Bans Ex-RBS LIBOR Submitter
The UK's Financial Conduct Authority has banned another trader for manipulating submissions of...
FCA Urges Asset Managers To Ensure They Invest As They Declare
The UK's financial watchdog has issued a statement reminding asset management firms to operate in...
Report Sets Out Recommendations To Reform UK Financial Advisory Sector
Ideas on improving the workings of the financial advice sector in the UK have been set out in a new...
UK Financial Watchdog Flags Room For Improvement In Advice Firms' Research
The UK's Financial Conduct Authority is reviewing due diligence and research at financial advice...
Comment & Analysis results for Financial Conduct Authority
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