News, Comment & Analysis results for Financial Conduct Authority
FCA Authorises Online Bond Auctioning Platform
UK Bond Network links investors, wealth managers, and high net worth individuals through its online...
FCA Reveals Firms With Access To Fintech Facility
Testing for the first cohort of applicants will be underway shortly, the financial watchdog said. ...
FCA Bans Six Over £4.3 Million Investment Scam
The financial watchdog has prohibited the individuals from performing any function in relation to...
UK Financial Watchdog Says Implications Of Brexit Are “Significant”
As markets continued to digest Friday's referendum result, the UK's Financial Conduct Authority...
FCA Appoints Permanent Supervision Director
After joining on secondment in September, a member of the FCA’s executive team has been made...
Ex-Towry Advisor Banned For Insider Dealing Before Takeover Of Ashcourt Rowan
The UK's Financial Conduct Authority has banned and fined a former advisor at UK wealth manager...
Ex-Deutsche Bank MD Imprisoned For Insider Dealing
The former Deutsche Bank executive was handed the longest ever sentence for insider dealing in a...
FCA Widens Probe Into Firms' Ties To Panama Papers
The UK's financial watchdog has written to another batch of firms for information on links they may...
UK Regulator Triumphant In Land Bank Case
The regulator has secured a victory in the Supreme Court that it says sends a warning about "land...
FCA Strips UK Wealth Manager Of Permissions
The UK's financial watchdog has served a final notice to a wealth manager over regulatory...
Comment & Analysis results for Financial Conduct Authority
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