News results for Financial Conduct Authority
FCA's Fine, Ban Of Advice Firm Boss Could Be Blocked By Upper Tribunal
The UK's financial watchdog could see its decision to impose a ban overturned. ...
FCA Charges Sixth Defendant Involved In Boiler Room Scandal
The UK's financial watchdog earlier this year charged five other individuals involved in the...
Industry Reacts To FCA's Asset Management Study; Warns Of Stock Price Falls
A managing director at Tilney Bestinvest has warned that UK-listed companies could see their share...
Impact Wealth Manager Opens Doors In UK
The Financial Conduct Authority’s innovation hub has given the green light to Tribe, a...
FCA Authorises Online Bond Auctioning Platform
UK Bond Network links investors, wealth managers, and high net worth individuals through its online...
FCA Reveals Firms With Access To Fintech Facility
Testing for the first cohort of applicants will be underway shortly, the financial watchdog said. ...
FCA Bans Six Over £4.3 Million Investment Scam
The financial watchdog has prohibited the individuals from performing any function in relation to...
UK Financial Watchdog Says Implications Of Brexit Are “Significant”
As markets continued to digest Friday's referendum result, the UK's Financial Conduct Authority...
FCA Appoints Permanent Supervision Director
After joining on secondment in September, a member of the FCA’s executive team has been made...
Ex-Towry Advisor Banned For Insider Dealing Before Takeover Of Ashcourt Rowan
The UK's Financial Conduct Authority has banned and fined a former advisor at UK wealth manager...
Comment & Analysis results for Financial Conduct Authority
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