News, Comment & Analysis results for Financial Conduct Authority

Compliance
20 March 2017

UK To Set Up New Anti-Money Laundering Watchdog

The move is part of the UK government's wider crackdown on money laundering and terrorism...

Technology
23 February 2017

UK, Canada Agree Deal Fostering Fintech Growth

The agreement follows the launch of the FCA's Innovation Hub in 2014, which seeks to stimulate...

People Moves
4 January 2017

Tilney Bestinvest Recruits City Luminary To Head Its Board

The UK investment and financial planning group has appointed a new chairman, subject to approval...

Legal
22 December 2016

Former BlackRock Portfolio Manager Jailed For 18 Months

The Financial Conduct Authority began its investigation into Lyttleton's conduct in 2012. ...

Compliance
15 December 2016

FCA Launches Consultation On Changes To FSCS Rules

The UK financial watchdog is asking for responses by 31 March 2017 before publishing final rules...

Technology
8 December 2016

UK, Hong Kong Regulators Collaborate On Financial Innovation Efforts

Under the agreement, the FCA and the HKMA will come together to facilitate innovative financial...

Compliance
2 December 2016

FCA's Fine, Ban Of Advice Firm Boss Could Be Blocked By Upper Tribunal

The UK's financial watchdog could see its decision to impose a ban overturned. ...

Compliance
21 November 2016

FCA Charges Sixth Defendant Involved In Boiler Room Scandal

The UK's financial watchdog earlier this year charged five other individuals involved in the...

Fund Management
21 November 2016

Industry Reacts To FCA's Asset Management Study; Warns Of Stock Price Falls

A managing director at Tilney Bestinvest has warned that UK-listed companies could see their share...

New Products
18 November 2016

Impact Wealth Manager Opens Doors In UK

The Financial Conduct Authority’s innovation hub has given the green light to Tribe, a...

Comment & Analysis results for Financial Conduct Authority