News results for Financial Conduct Authority

Compliance
28 April 2016

FCA Widens Probe Into Firms' Ties To Panama Papers

The UK's financial watchdog has written to another batch of firms for information on links they may...

Compliance
22 April 2016

UK Regulator Triumphant In Land Bank Case

The regulator has secured a victory in the Supreme Court that it says sends a warning about "land...

Compliance
20 April 2016

FCA Strips UK Wealth Manager Of Permissions

The UK's financial watchdog has served a final notice to a wealth manager over regulatory...

People Moves
14 April 2016

Tracey McDermott To Exit Financial Conduct Authority

The acting chief is leaving the UK financial watchdog after 15 years. ...

Compliance
13 April 2016

UK Financial Watchdog Bans Ex-RBS LIBOR Submitter

The UK's Financial Conduct Authority has banned another trader for manipulating submissions of...

Compliance
11 April 2016

FCA Urges Asset Managers To Ensure They Invest As They Declare

The UK's financial watchdog has issued a statement reminding asset management firms to operate in...

Client Affairs
14 March 2016

Report Sets Out Recommendations To Reform UK Financial Advisory Sector

Ideas on improving the workings of the financial advice sector in the UK have been set out in a new...

Practice Strategies
22 February 2016

UK Financial Watchdog Flags Room For Improvement In Advice Firms' Research

The UK's Financial Conduct Authority is reviewing due diligence and research at financial advice...

Statistics
5 February 2016

UK's Financial Conduct Authority Hit By Almost 500 Complaints In A Year

The financial watchdog published complaints data as part of its drive to be a transparent...

People Moves
26 January 2016

UK Financial Regulator Has A New Permanent CEO

After the interim CEO decided not to take up the role permanently, the FCA now has a new boss. ...

Comment & Analysis results for Financial Conduct Authority