News results for Financial Conduct Authority

People Moves
31 May 2016

FCA Appoints Permanent Supervision Director

After joining on secondment in September, a member of the FCA’s executive team has been made...

Compliance
16 May 2016

Ex-Towry Advisor Banned For Insider Dealing Before Takeover Of Ashcourt Rowan

The UK's Financial Conduct Authority has banned and fined a former advisor at UK wealth manager...

Compliance
13 May 2016

Ex-Deutsche Bank MD Imprisoned For Insider Dealing

The former Deutsche Bank executive was handed the longest ever sentence for insider dealing in a...

Compliance
28 April 2016

FCA Widens Probe Into Firms' Ties To Panama Papers

The UK's financial watchdog has written to another batch of firms for information on links they may...

Compliance
22 April 2016

UK Regulator Triumphant In Land Bank Case

The regulator has secured a victory in the Supreme Court that it says sends a warning about "land...

Compliance
20 April 2016

FCA Strips UK Wealth Manager Of Permissions

The UK's financial watchdog has served a final notice to a wealth manager over regulatory...

People Moves
14 April 2016

Tracey McDermott To Exit Financial Conduct Authority

The acting chief is leaving the UK financial watchdog after 15 years. ...

Compliance
13 April 2016

UK Financial Watchdog Bans Ex-RBS LIBOR Submitter

The UK's Financial Conduct Authority has banned another trader for manipulating submissions of...

Compliance
11 April 2016

FCA Urges Asset Managers To Ensure They Invest As They Declare

The UK's financial watchdog has issued a statement reminding asset management firms to operate in...

Client Affairs
14 March 2016

Report Sets Out Recommendations To Reform UK Financial Advisory Sector

Ideas on improving the workings of the financial advice sector in the UK have been set out in a new...

Comment & Analysis results for Financial Conduct Authority