News, Comment & Analysis results for FCA

Client Affairs
8 January 2021

FCA Finds Plenty Of Liquidity Stress In UK Firms

In a report out yesterday the regulator said 4,000 firms were in danger of going out of business...

People Moves
4 January 2021

Who's Moving Where In Wealth Management? - FCA

The latest moves in asset and wealth management from across Europe and the UK. ...

People Moves
14 December 2020

Who's Moving Where In Wealth Management? - FCA

The latest senior roles in wealth and asset management from across Europe and the UK. ...

Compliance
7 October 2020

Compliance Corner: Switzerland, FCA Crypto Clampdown

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Real Estate
4 August 2020

FCA's Planned Property Funds Shakeup Draws Welcome

The UK's open-ended property markets sector has been hit by a number of problems, with firms...

Compliance
28 July 2020

Compliance Corner: FCA

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
10 July 2020

FCA May Change Property Funds Regime After Redemption Pain

The FCA knows that the UK must ensure that its funds regime isn't hobbled by worries as it moves...

Compliance
19 June 2020

FCA Proposes Permanent Mini-Bonds Ban, Draws Industry Praise

The watchdog clamped down on the sales to retail investors in January when problems came to light;...

People Moves
7 February 2020

Who's Moving Where In Wealth Management? - FCA

The latest moves among senior wealth management figures in Europe, the Middle East and Africa. ...

Compliance
8 January 2020

Compliance Corner: FCA, Bank Of England

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Comment & Analysis results for FCA