News results for Financial Conduct Authority

Compliance
6 March 2018

UK Regulator Delivers $47 Million Blow To Asset Management Sector

The UK's Financial Conduct Authority has unearthed over 60 funds that allegedly overcharged...

Technology
22 February 2018

UK Watchdog Seeks Help To Streamline Regulatory Reporting

The UK's Financial Conduct Authority has asked for input on how a proof-of-concept streamlining...

Strategy
7 February 2018

FCA Chief Says Smooth Brexit Crucial For Financial Stability

These comments come as the UK is set to start up the second round of talks with the European Union...

Compliance
4 January 2018

UK, Germany Give Futures Exchanges MiFID II Extension

The futures have until 3 July 2020 to make changes to abide with the new regime. ...

Compliance
22 December 2017

Compliance Corner: Financial Conduct Authority

The latest compliance news stories from around the world, including punishments, permissionis and...

Compliance
20 November 2017

UK Watchdog Sounds Alarm Over Crypto Spread-Betting

The regulator has warned that investors in such instruments could end up losing more than they...

Strategy
17 October 2017

UK Regulator's Asset Management Hub Goes Live

The launch of the hub was announced late last month....

Compliance
29 September 2017

UK Regulator Moves To Ease Market Entry For New Asset Managers

The announcement comes at a time when the UK's asset managers are steering their businesses through...

Compliance
21 September 2017

UK Regulator Moves To Cool Wealth Managers' Concerns Over New Regime

Next year, the regime will be extended to all financial services institutions. ...

Compliance
14 September 2017

FCA Turns Its Guns On Investment Consultants, Warns About Competition

The FCA is pressing ahead with moves to improve competition in how investment consultants - key...

Comment & Analysis results for Financial Conduct Authority