News results for Financial Conduct Authority

Legal
2 August 2018

Former Wealth Manager Jailed For Running Ponzi Scheme

The former wealth manager pleaded guilty to running the scheme, and has also been disqualified from...

Compliance
23 May 2018

UK Watchdog Growls At Robo-Advisors; Demands Higher Standards

The Financial Conduct Authority has reported on the state of the UK robo-advisor industry and finds...

Compliance
10 April 2018

Moody's Warns New FCA Rules Could Spur Shift To Passive Funds

The credit rating giant has weighed in on new rules aimed at reshaping the UK's £8 trillion asset...

Compliance
6 March 2018

UK Regulator Delivers $47 Million Blow To Asset Management Sector

The UK's Financial Conduct Authority has unearthed over 60 funds that allegedly overcharged...

Technology
22 February 2018

UK Watchdog Seeks Help To Streamline Regulatory Reporting

The UK's Financial Conduct Authority has asked for input on how a proof-of-concept streamlining...

Strategy
7 February 2018

FCA Chief Says Smooth Brexit Crucial For Financial Stability

These comments come as the UK is set to start up the second round of talks with the European Union...

Compliance
4 January 2018

UK, Germany Give Futures Exchanges MiFID II Extension

The futures have until 3 July 2020 to make changes to abide with the new regime. ...

Compliance
22 December 2017

Compliance Corner: Financial Conduct Authority

The latest compliance news stories from around the world, including punishments, permissionis and...

Compliance
20 November 2017

UK Watchdog Sounds Alarm Over Crypto Spread-Betting

The regulator has warned that investors in such instruments could end up losing more than they...

Strategy
17 October 2017

UK Regulator's Asset Management Hub Goes Live

The launch of the hub was announced late last month....

Comment & Analysis results for Financial Conduct Authority