News, Comment & Analysis results for CISI

Legal
23 October 2024

Terminally Ill Adults (End of Life) Bill: What Might We Expect?

The author of this article says that the balance of presenting an individual’s right to seek to...

Compliance
7 October 2024

Regulators Must Open Up About Decisions To Improve Fairness – Singapore Firm

Regulators that mete out punishments and other measures aren't infallible; a recent saga in...

Financial Results
20 August 2024

VP Bank's Interim Profits Slide, Says Plans Cost Cuts

The Liechtenstein-based bank also reiterated its decision to close its Hong Kong office, although...

People Moves
13 August 2024

Who’s Moving Where In Wealth Management? – CISI

The latest moves, appointments and personnel changes among wealth management and related...

ESG
14 June 2024

UK Investment Firm Secures CISI Chartered Firm Status

The status is awarded by the Chartered Institute for Securities & Investment. ...

Strategy
30 May 2024

Mass-Affluent, Lower HNW Market – Are Wealth Managers, Banks Cracking The Code?

In this news analysis, the editor examines whether firms have figured out decisively how to cater...

Compliance
12 April 2024

UK Regulator Starts Woodford Enforcement Action; Reverses Research "Unbundling"

It has been a busy week for the UK regulator, with actions from the five-year-old case of fund...

Financial Results
9 April 2024

Julius Baer International Achieves CISI Chartered Firm Status

The bank's business in the UK said the status is a high mark of professionalism and...

Compliance
15 January 2024

UAE-Based International Wealth Manager Wins CISI Accreditation

To obtain the CISI accolade is an important step for the DIFC-based wealth manager which has...

Strategy
21 September 2023

UK Inflation Slows Ahead Of Interest Rate Decision – Reactions

After the UK’s annual inflation rate fell in August, ahead of the Bank of England’s interest...

Comment & Analysis results for CISI