News, Comment & Analysis results for Financial Conduct Authority
UK Regulator Gets Mixed Reaction To Crowdfunding Measures
The move by the UK's financial regulator last week to control aspects of crowdfunding has met with...
UK Financial Regulator Issues More Warnings Over LIBOR
The UK's Financial Conduct Authority has issued two another two warning notices against bankers...
UK Financial Regulator Bans Former CIB Partners Chief Executive
The Financial Conduct Authority, the UK financial regulator, has banned Arnold Eber, the former...
UK's Financial Regulator Extends Madoff Compensation Deadline
The Financial Conduct Authority has released a notice reminding investors who lost money in Bernard...
UK Financial Regulator Continues Run Of High-Level Hires
The Financial Conduct Authority, the UK regulator, has appointed a former UBS and Goldman Sachs...
Banks' Redress For Swaps Hits £306 Million
New data from the Financial Conduct Authority has revealed that banks paid out £306.3 million in...
FCA Issues Warnings To Two Bankers Over LIBOR
The UK's Financial Conduct Authority has issued its first two warning notices against bankers...
FCA Fines State Street UK For Overcharging Clients
The UK arm of US financial services giant State Street has been fined £22.9 million ($37.7...
UK Regulator Bans, Fines Advisor For Faking RDR Certificates
A former Intrinsic investment advisor has been banned by the UK's Financial Conduct Authority for...
Advisors Set To Pay Out £31 Million In FCA's Arch Cru Compensation Scheme
The Financial Conduct Authority has said that advisors are set to pay £31.47 million ($52.17...