News results for Financial Conduct Authority
UK Watchdog Warns Of Fraudsters
The UK Financial Conduct Authority has once again had to issue several warnings on clone firms and...
Investment Firm To Wind Up Following FCA Notice
London-based investment manager Hartmann Capital is set to wind up following a supervisory notice...
FCA Bans Former Mizuho Derivatives Trader
The Financial Conduct Authority has won its case to ban a former Mizuho derivatives trader from...
FCA Makes Insider Trading Arrest, Warns Of Several Fraudulent Firms
The Financial Conduct Authority and the North Yorkshire and West Yorkshire Police, have arrested a...
Lloyds Fined Record £28 Million Over Sales Incentives
Lloyds Banking Group, the partly UK state-owned group, has been fined a record £28 million ($45.8...
FCA Closes Down Advice Firm After Director Fails To Invest Client Money
The Financial Conduct Authority has removed permissions from Cheshire-based advice firm SK8 after...
The Clone Invasion Is Upon Us - FCA Warns Of Several Fraud Firms
The UK watchdog, the Financial Conduct Authority, has issued several warnings of so-called clone...
Banks' Redress For Mis-sold Swaps Surges To £81 Million
The amount paid in compensation by banks having mis-sold interest rate swaps has skyrocketed and...
Top Asset Management Supervisor Leaves UK Regulator For Goldman Sachs
The head of asset management supervision at the Financial Conduct Authority, Ed Harley, has left...
London IFA Loses FCA Permissions, Forced Into Liquidation
The independent financial advisor Berkeley Consultants UK Limited has had its permissions stripped...
Comment & Analysis results for Financial Conduct Authority
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