News results for Financial Conduct Authority
UK's Financial Regulator Extends Madoff Compensation Deadline
The Financial Conduct Authority has released a notice reminding investors who lost money in Bernard...
UK Financial Regulator Continues Run Of High-Level Hires
The Financial Conduct Authority, the UK regulator, has appointed a former UBS and Goldman Sachs...
Banks' Redress For Swaps Hits £306 Million
New data from the Financial Conduct Authority has revealed that banks paid out £306.3 million in...
FCA Issues Warnings To Two Bankers Over LIBOR
The UK's Financial Conduct Authority has issued its first two warning notices against bankers...
FCA Fines State Street UK For Overcharging Clients
The UK arm of US financial services giant State Street has been fined £22.9 million ($37.7...
UK Regulator Bans, Fines Advisor For Faking RDR Certificates
A former Intrinsic investment advisor has been banned by the UK's Financial Conduct Authority for...
Advisors Set To Pay Out £31 Million In FCA's Arch Cru Compensation Scheme
The Financial Conduct Authority has said that advisors are set to pay £31.47 million ($52.17...
UK Regulator Fines Standard Bank £7.6 Million For AML Failures
The Financial Conduct Authority has fined the UK subsidiary of South Africa's Standard Bank Group...
FCA Publishes Finalised Guidance On Inducements
The Financial Conduct Authority has published its finalised guidance on inducements for product...
FCA Makes 3 Arrests & Issues Slew Of Warnings Following Clone Firm Surge
In yet another surge of clone firms and fraudsters out to scam investors, the Financial Conduct...
Comment & Analysis results for Financial Conduct Authority
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WealthTalk - Awards Videos
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