News results for Financial Conduct Authority

Legal
25 February 2014

UK's Financial Regulator Extends Madoff Compensation Deadline

The Financial Conduct Authority has released a notice reminding investors who lost money in Bernard...

People Moves
10 February 2014

UK Financial Regulator Continues Run Of High-Level Hires

The Financial Conduct Authority, the UK regulator, has appointed a former UBS and Goldman Sachs...

Legal
5 February 2014

Banks' Redress For Swaps Hits £306 Million

New data from the Financial Conduct Authority has revealed that banks paid out £306.3 million in...

Legal
4 February 2014

FCA Issues Warnings To Two Bankers Over LIBOR

The UK's Financial Conduct Authority has issued its first two warning notices against bankers...

Legal
3 February 2014

FCA Fines State Street UK For Overcharging Clients

The UK arm of US financial services giant State Street has been fined £22.9 million ($37.7...

Legal
31 January 2014

UK Regulator Bans, Fines Advisor For Faking RDR Certificates

A former Intrinsic investment advisor has been banned by the UK's Financial Conduct Authority for...

Legal
28 January 2014

Advisors Set To Pay Out £31 Million In FCA's Arch Cru Compensation Scheme

The Financial Conduct Authority has said that advisors are set to pay £31.47 million ($52.17...

Legal
24 January 2014

UK Regulator Fines Standard Bank £7.6 Million For AML Failures

The Financial Conduct Authority has fined the UK subsidiary of South Africa's Standard Bank Group...

Uncategorised
20 January 2014

FCA Publishes Finalised Guidance On Inducements

The Financial Conduct Authority has published its finalised guidance on inducements for product...

Compliance
20 January 2014

FCA Makes 3 Arrests & Issues Slew Of Warnings Following Clone Firm Surge

In yet another surge of clone firms and fraudsters out to scam investors, the Financial Conduct...

Comment & Analysis results for Financial Conduct Authority