News, Comment & Analysis results for Securities and Exchange Commission
US Hedge Funds Exploit Loophole to Avoid Registration
A significant number of US-based hedge funds are planning to exploit a loophole in new Securities...
SEC Investigate Man Group
The Securities and Exchange Commission of the US has launched its own investigation into...
New SEC Chairman Speaks on Hedge Fund Regulation
Christopher Cox, the new chairman of the US Securities and Exchange Commission, is planning to...
Former SEC Chairman to Start New Hedge Fund
Richard Breeden, former chairman of the US Securities and Exchange Commission, and a major advocate...
SEC Rules on Brokerage Accounts
The US Securities and Exchange Commission has voted to finalize a longstanding proposal allowing...
SEC Looks into US-Based Private Bank
The Securities and Exchange Commission has recently launched an investigation into Bank Leumi USA,...