News, Comment & Analysis results for Securities and Exchange Commission
US Regulator to Raise the Bar for Hedge Fund Investors
US regulator the Securities and Exchange Commission will move next month to raise asset...
SEC Looks for Alternative Ways to Regulate Hedge Funds
The US financial regulator, the Securities and Exchange Commission, will not challenge a federal...
US Considers Raising Hedge Fund Investment Limit
Christopher Cox, the chairman of the US Securities and Exchange Commission, has recommended that...
Hardware Ruled Out of US Soft Dollar Commissions
The US Securities and Exchange Commission has published guidance on money managers’ use of soft...
New Fund of Fund Rules Announced by SEC
The US Securities and Exchange Commission has announced new rules for fund of funds and fund of...
SEC Has No Secret Plan on Tougher Hedge Fund Regulation
A Democratic member of the US Securities and Exchange Commission, Roel Campos, has urged the...
Bear Stearns Offers Huge Sum to Settle Private Client Case
Bear Stearns has offered to pay the Securities and Exchange Commission $250 million to settle...
SEC Accused of Overstepping Authority in Hedge Fund Registration
The proposed obligation for hedge fund advisors to register with the United States Securities and...
US Hedge Fund Manager Fraudulently Concealed Huge Losses
The Securities and Exchange Commission of the US has filed suit against a Massachusetts-based hedge...
Comment & Analysis results for Securities and Exchange Commission
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