News, Comment & Analysis results for Financial Conduct Authority
UK Financial Regulator Bans Two Former Directors Of Wealth Management, Stockbroking Firm
The Financial Conduct Authority has fined and banned two former directors of stockbroking and...
UK Regulator Warns Advisors, Investors Over EEA Life Settlements Mis-Selling
The UK Financial Conduct Authority has warned that some investors in the EEA Life Settlements fund...
Barclays Hit By £38 Million Fine For Client Asset Failings
Barclays has been fined a record £37.7 million($61.8 million) by the UK Financial Conduct...
FCA Secures Injunction Against Berenberg Clone Firm
The UK’s Financial Conduct Authority has launched civil proceeding against a clone firm of...
Deutsche Bank Fined £4.7 Million For Reporting Errors
Deutsche Bank AG London Branch has been fined £4.71 million by the UK’s Financial Conduct...
UK Regulator Not Entirely Happy About Firms' Observance Of Advertising Rules
Promotions for financial products are still falling short of rules to protect consumers and firms...
FCA Clamps Down On Market Abuse; Fines Top £340 Million
The Financial Conduct Authority fined firms and individuals a total of £346 million ($571 million)...
FCA Says CoCos Are A No-No For UK Retail Investors
The Financial Conduct Authority has banned the selling of high yield bonds named contingent...
FCA Slaps Recruitment Ban On The Financial Group
The Financial Conduct Authority (FCA) has placed a recruitment ban on two of The Financial...
UK Regulator Launches Criminal Prosecution Against Former Forex Trader
The UK’s Financial conduct Authority has launched a criminal prosecution against a former foreign...
Comment & Analysis results for Financial Conduct Authority
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