News results for Financial Conduct Authority

Strategy
14 July 2014

Alter Domus Unveils New Depositary Service

Alter Domus, a Luxembourg-headquartered provider of funds and corporate services, has been...

Banking Crisis
11 July 2014

Firms Fall Way Short On Dealing Commission Conduct - FCA Review

A damning report by the Financial Conduct Authority has found widespread failings by investment...

People Moves
10 July 2014

Former Senior SocGen Figure Goes To UK Regulator

The Financial Conduct Authority has appointed Societe Generale head of equity advisory Asia-Pacific...

WM Market Reports
30 June 2014

FCA Urged To Cut Regulatory Costs - Report

A new report from the Association of Professional Financial Advisors on the impact of the Retail...

Compliance
23 June 2014

FCA Outlines New Approach To Dealing With Serious Failings In Firms

The UK Financial Conduct Authority has unveiled its plan for tackling serious failings of standards...

Legal
17 June 2014

FCA Fines Credit Suisse, Yorkshire Building Society For Financial Promotions Failings

The Financial Conduct Authority has fined Credit Suisse International and Yorkshire Building...

Asset Management
11 June 2014

FCA Completely Rewrites Regulatory Rulebook On Client Money

The Financial Conduct Authority (FCA) has ripped up the regulatory rulebook for firms holding...

Compliance
5 June 2014

FCA Implements Disclosure Assessment Template For Advisors

The Financial Conduct Authority has released a guide explaining how it will measure advisers...

Legal
27 May 2014

Barclays Hit By UK Regulator Again: This Time Over Gold Price Failings

The Financial Conduct Authority has fined Barclays £26 million ($43.7 million) for failings...

Legal
19 May 2014

FCA Fines Broker For LIBOR Fixing

The Financial Conduct Authority has fined Martin Brokers £630,000 for misconduct relating to the...

Comment & Analysis results for Financial Conduct Authority