News results for Financial Conduct Authority
FCA Says CoCos Are A No-No For UK Retail Investors
The Financial Conduct Authority has banned the selling of high yield bonds named contingent...
FCA Slaps Recruitment Ban On The Financial Group
The Financial Conduct Authority (FCA) has placed a recruitment ban on two of The Financial...
UK Regulator Launches Criminal Prosecution Against Former Forex Trader
The UK’s Financial conduct Authority has launched a criminal prosecution against a former foreign...
BNY Mellon Receives AIFMD Approval From Regulator
The Financial Conduct Authority has granted BNY Mellon’s request to operate under the Alternative...
FCA Collects £425 Million In Fines; Posts £29.3 Million Annual Loss
In its first annual report since it replaced the Financial Services Authority last year, the UK...
Alter Domus Unveils New Depositary Service
Alter Domus, a Luxembourg-headquartered provider of funds and corporate services, has been...
Firms Fall Way Short On Dealing Commission Conduct - FCA Review
A damning report by the Financial Conduct Authority has found widespread failings by investment...
Former Senior SocGen Figure Goes To UK Regulator
The Financial Conduct Authority has appointed Societe Generale head of equity advisory Asia-Pacific...
FCA Urged To Cut Regulatory Costs - Report
A new report from the Association of Professional Financial Advisors on the impact of the Retail...
FCA Outlines New Approach To Dealing With Serious Failings In Firms
The UK Financial Conduct Authority has unveiled its plan for tackling serious failings of standards...
Comment & Analysis results for Financial Conduct Authority
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