News, Comment & Analysis results for Financial Conduct Authority
GUEST ANALYSIS: Adamson Finally Leaves UK Financial Regulator
Clive Adamson, head of supervision at the Financial Conduct Authority, the UK regulator, has left...
UK Financial Regulator Wants To Oversee Seven New Market Benchmarks, Learn From LIBOR Scandal
The UK financial regulator said it wants to add seven UK-based market benchmarks in areas such as...
FCA Unveils Conflict Of Interest Wealth Review
The UK Financial Conduct Authority has completed a review into conflicts of interest arising from...
Investment Managers Not Ready For Client Money Protection Rules - KPMG
Consultant KPMG has warned that investment managers have underestimated the funding impacts of the...
UK Regulator Fines Chase de Vere For Failures Over Keydata Products
The Financial Conduct Authority has fined Chase de Vere Independent Financial Advisers £560,000...
UK, Swiss, US Regulators Hit Banks Over Forex Rigging; BoE Fires Chief Currency Dealer
UK, US and Swiss authorities have punished banks over rigging the foreign exchange market, adding...
Ex-Moore Capital Trader Pleads Guilty To Insider Dealing
A former senior execution trader at Moore Capital Management has become the third individual to...
FCA Fine Sesame £1.6 Million For "Pay-To-Play" Arrangements
The UK Financial Conduct Authority has fined financial advisor network Sesame £1.6 million for...
FCA Seeks Ban For Former UK Advisor
The Financial Conduct Authority has decided to ban former financial advisor Paul Reynolds and fine...
FCA Launches New Investment Fraud Campaign
The Financial Conduct Authority (FCA) has launched a national campaign to warn people about...
Comment & Analysis results for Financial Conduct Authority
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