News results for Financial Conduct Authority
Deutsche Bank Fined £4.7 Million For Reporting Errors
Deutsche Bank AG London Branch has been fined £4.71 million by the UK’s Financial Conduct...
UK Regulator Not Entirely Happy About Firms' Observance Of Advertising Rules
Promotions for financial products are still falling short of rules to protect consumers and firms...
FCA Clamps Down On Market Abuse; Fines Top £340 Million
The Financial Conduct Authority fined firms and individuals a total of £346 million ($571 million)...
FCA Says CoCos Are A No-No For UK Retail Investors
The Financial Conduct Authority has banned the selling of high yield bonds named contingent...
FCA Slaps Recruitment Ban On The Financial Group
The Financial Conduct Authority (FCA) has placed a recruitment ban on two of The Financial...
UK Regulator Launches Criminal Prosecution Against Former Forex Trader
The UK’s Financial conduct Authority has launched a criminal prosecution against a former foreign...
BNY Mellon Receives AIFMD Approval From Regulator
The Financial Conduct Authority has granted BNY Mellon’s request to operate under the Alternative...
FCA Collects £425 Million In Fines; Posts £29.3 Million Annual Loss
In its first annual report since it replaced the Financial Services Authority last year, the UK...
Alter Domus Unveils New Depositary Service
Alter Domus, a Luxembourg-headquartered provider of funds and corporate services, has been...
Firms Fall Way Short On Dealing Commission Conduct - FCA Review
A damning report by the Financial Conduct Authority has found widespread failings by investment...
Comment & Analysis results for Financial Conduct Authority
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