News results for Financial Conduct Authority
UK, Swiss, US Regulators Hit Banks Over Forex Rigging; BoE Fires Chief Currency Dealer
UK, US and Swiss authorities have punished banks over rigging the foreign exchange market, adding...
Ex-Moore Capital Trader Pleads Guilty To Insider Dealing
A former senior execution trader at Moore Capital Management has become the third individual to...
FCA Fine Sesame £1.6 Million For "Pay-To-Play" Arrangements
The UK Financial Conduct Authority has fined financial advisor network Sesame £1.6 million for...
FCA Seeks Ban For Former UK Advisor
The Financial Conduct Authority has decided to ban former financial advisor Paul Reynolds and fine...
FCA Launches New Investment Fraud Campaign
The Financial Conduct Authority (FCA) has launched a national campaign to warn people about...
UK Financial Regulator Bans Two Former Directors Of Wealth Management, Stockbroking Firm
The Financial Conduct Authority has fined and banned two former directors of stockbroking and...
UK Regulator Warns Advisors, Investors Over EEA Life Settlements Mis-Selling
The UK Financial Conduct Authority has warned that some investors in the EEA Life Settlements fund...
Barclays Hit By £38 Million Fine For Client Asset Failings
Barclays has been fined a record £37.7 million($61.8 million) by the UK Financial Conduct...
FCA Secures Injunction Against Berenberg Clone Firm
The UK’s Financial Conduct Authority has launched civil proceeding against a clone firm of...
Deutsche Bank Fined £4.7 Million For Reporting Errors
Deutsche Bank AG London Branch has been fined £4.71 million by the UK’s Financial Conduct...
Comment & Analysis results for Financial Conduct Authority
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