News, Comment & Analysis results for FCA
Standard Chartered Brings Over Former FCA Chief Executive
Standard Chartered has added a compliance veteran to its regulatory management team. ...
Robo-Advisor Munnypot Soft Launches To Consumers
Munnypot is aiming to address the financial advice gap that, according to the FCA, affects 16...
FCA Launches Consultation On Changes To FSCS Rules
The UK financial watchdog is asking for responses by 31 March 2017 before publishing final rules...
UK, Hong Kong Regulators Collaborate On Financial Innovation Efforts
Under the agreement, the FCA and the HKMA will come together to facilitate innovative financial...
FCA's Fine, Ban Of Advice Firm Boss Could Be Blocked By Upper Tribunal
The UK's financial watchdog could see its decision to impose a ban overturned. ...
FCA Charges Sixth Defendant Involved In Boiler Room Scandal
The UK's financial watchdog earlier this year charged five other individuals involved in the...
Industry Reacts To FCA's Asset Management Study; Warns Of Stock Price Falls
A managing director at Tilney Bestinvest has warned that UK-listed companies could see their share...
FCA Authorises Online Bond Auctioning Platform
UK Bond Network links investors, wealth managers, and high net worth individuals through its online...
FCA Reveals Firms With Access To Fintech Facility
Testing for the first cohort of applicants will be underway shortly, the financial watchdog said. ...
FCA Bans Six Over £4.3 Million Investment Scam
The financial watchdog has prohibited the individuals from performing any function in relation to...