News results for FCA

People Moves
15 December 2015

PwC Welcomes Ex-FCA Investment Boss

The accounting and professional services firm has added a former UK financial regulator to its...

Asset Management
19 November 2015

UK Financial Watchdog To Scrutinise £6.6 Trillion Asset Management Market

The UK's FCA has revealed the areas of focus for its asset management market study. ...

Compliance
18 November 2015

FCA Bans Ex-Aviva Investors Analyst For “Cherry Picking”

The UK financial watchdog has penalised Mothahir Miah for engaging in an abusive practice known as...

Compliance
26 October 2015

FCA Slaps Industry Ban On Ex-Weavering Boss

The UK's financial watchdog has handed Magnus Peterson an industry ban following a string of fraud...

People Moves
26 October 2015

Ex-FCA Supervision Director Joins Ashmore

A former FCA executive has joined Ashmore, the London-listed emerging markets specialist. ...

Compliance
7 October 2015

FCA Unveils New Rules On Whistleblowing

The financial regulator has announced new rules on whistleblowing to allow bank employees to come...

Compliance
28 September 2015

UK's Advisor Trade Body Urges FCA To Rethink Disclosure Requirements

The UK's financial advisor trade body is urging the regulator to reassess disclosure requirements. ...

People Moves
23 September 2015

FCA Appoints New COO

The UK's financial watchdog has made the final post-review appointment to its executive committee. ...

Compliance
7 September 2015

FCA To Alert Consumers Of Dodgy Firms In New Register

The financial watchdog has revamped its register to flag unauthorised firms. ...

Alt Investments
18 August 2015

INTERVIEW: First Art Advisor In UK To Carry FCA Approval

This publication caught up with the founding partners of Cadell + Co, a new portfolio advisor for...

Comment & Analysis results for FCA