News, Comment & Analysis results for MiFID II

Compliance
6 February 2018

Multrees Gets MiFID II Makeover

The firm's enhancements will meet the new 24-hour FCA notification deadlines, it says. ...

Asset Management
18 January 2018

Bordier UK Teams Up With Digital Risk Profiling Business

The service helps wealth managers comply with the need for more investor protection and...

Compliance
18 January 2018

How MiFID II Boosts Case For Low-Cost Funds, Changes Investment Landscape - Moody's

The ratings agency sets out a range of ways in which the sweeping new EU rules change the stakes...

Compliance
4 January 2018

UK, Germany Give Futures Exchanges MiFID II Extension

The futures have until 3 July 2020 to make changes to abide with the new regime. ...

Compliance
3 January 2018

UK Regulator Should Step In To Prevent MiFID II Price War, Says Research Platform

Comments from the co-founder of ERIC came as the second iteration of the European Union's Markets...

WM Market Reports
2 January 2018

2017: A Year Of Rising Stocks, Tax Reforms, MiFID, Bitcoin And Impact Investing

The past year saw equities rise strongly, Bitcoin go into hyperspace, more "leaks" from offshore...

Asset Management
28 November 2017

Asia's Asset Managers Beware: Europe's MiFID II Rules Affect Them Too

Asset managers based in Asia cannot assume that EU regulations taking effect at the start of...

Surveys
21 November 2017

Asset Managers Facing Hefty Research Bill From MiFID II

The survey was published by CFA Institute and was conducted in September 2017. ...

Compliance
11 October 2017

European Securities Watchdog Urges Firms To Properly Prepare For MiFID II

Trading after 3 January without an LEI would be a breach of the MiFID II rules, and could lead to...

Compliance
10 October 2017

MiFID II Is A Chance To Win New Business, Says Deutsche Bank

While Deutsche Bank is looking to reap new revenues once the regulation takes effect, its asset...

Comment & Analysis results for MiFID II